| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MACKAY SHIELDS LLC | 564,399 | 8,438,000 | 43.36% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 334,436 | 5,010,000 | 25.75% | ||
| 3 | NATIONAL PLANNING CORP | 63,380 | 897,000 | 4.61% | ||
| 4 | ROYAL BANK OF CANADA | 59,275 | 888,000 | 4.56% | ||
| 5 | MORGAN STANLEY | 54,645 | 819,000 | 4.21% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 47,153 | 707,000 | 3.63% | ||
| 7 | UBS Group AG | 36,280 | 543,000 | 2.79% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 31,075 | 466,000 | 2.39% | ||
| 9 | LPL Financial LLC | 29,266 | 431,000 | 2.21% | ||
| 10 | WELLS FARGO & COMPANY/MN | 22,647 | 339,000 | 1.74% | ||
| 11 | Cambridge Investment Research Advisors, Inc. | 19,201 | 288,000 | 1.48% | ||
| 12 | INVESTMENT CENTERS OF AMERICA INC | 15,249 | 228,000 | 1.17% | ||
| 13 | Commonwealth Equity Services, Inc | 13,692 | 205,000 | 1.05% | ||
| 14 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,258 | 124,000 | 0.64% | ||
| 15 | US BANCORP \DE\ | 2,265 | 34,000 | 0.17% | ||
| 16 | Creative Planning | 2,000 | 30,000 | 0.15% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 550 | 8,000 | 0.04% | ||
| 18 | GENEOS WEALTH MANAGEMENT INC. | 389 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.