| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 311,350 | 4,088,000 | 45.80% | ||
| 2 | MORGAN STANLEY | 76,510 | 1,004,000 | 11.25% | ||
| 3 | UBS Group AG | 50,033 | 657,000 | 7.36% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 48,331 | 635,000 | 7.11% | ||
| 5 | ROYAL BANK OF CANADA | 48,125 | 632,000 | 7.08% | ||
| 6 | LPL Financial LLC | 33,446 | 446,000 | 5.00% | ||
| 7 | WELLS FARGO & COMPANY/MN | 30,618 | 402,000 | 4.50% | ||
| 8 | NATIONAL PLANNING CORP | 24,259 | 321,000 | 3.60% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 19,169 | 252,000 | 2.82% | ||
| 10 | INVESTMENT CENTERS OF AMERICA INC | 18,651 | 245,000 | 2.74% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,392 | 136,000 | 1.52% | ||
| 12 | NEXT Financial Group, Inc | 4,557 | 59,000 | 0.66% | ||
| 13 | US BANCORP \DE\ | 3,325 | 44,000 | 0.49% | ||
| 14 | CITIGROUP INC | 301 | 4,000 | 0.04% | ||
| 15 | Tower Research Capital LLC (TRC) | 48 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
