| 1 |
1607 Capital Partners, LLC |
1,464,209 |
12,182,000 |
43.61% |
|
|
| 2 |
Karpus Management, Inc. |
518,500 |
4,314,000 |
15.44% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
501,659 |
4,174,000 |
14.94% |
|
|
| 4 |
Shaker Financial Services, LLC |
319,330 |
2,657,000 |
9.51% |
|
|
| 5 |
SII INVESTMENTS INC/WI |
209,418 |
1,757,000 |
6.29% |
|
|
| 6 |
CITIGROUP INC |
71,424 |
594,000 |
2.13% |
|
|
| 7 |
Saba Capital Management, L.P. |
45,222 |
376,000 |
1.35% |
|
|
| 8 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
39,327 |
327,000 |
1.17% |
|
|
| 9 |
GABELLI FUNDS LLC |
31,977 |
266,000 |
0.95% |
|
|
| 10 |
BRINKER CAPITAL INC |
31,182 |
259,000 |
0.93% |
|
|
| 11 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
28,396 |
236,000 |
0.84% |
|
|
| 12 |
RELATIVE VALUE PARTNERS GROUP, LLC |
15,069 |
125,000 |
0.45% |
|
|
| 13 |
Alpine Global Management, LLC |
13,551 |
113,000 |
0.40% |
|
|
| 14 |
RAYMOND JAMES & ASSOCIATES |
13,068 |
109,000 |
0.39% |
|
|
| 15 |
MORGAN STANLEY |
12,368 |
103,000 |
0.37% |
|
|
| 16 |
S&CO INC |
10,880 |
91,000 |
0.33% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
9,358 |
78,000 |
0.28% |
|
|
| 18 |
ROYAL BANK OF CANADA |
7,804 |
65,000 |
0.23% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,258 |
36,000 |
0.13% |
|
|
| 20 |
North Star Investment Management Corp. |
3,085 |
26,000 |
0.09% |
|
|
| 21 |
Creative Planning |
2,541 |
21,000 |
0.08% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
1,037 |
9,000 |
0.03% |
|
|
| 23 |
UBS Group AG |
787 |
6,000 |
0.02% |
|
|
| 24 |
DELTA ASSET MANAGEMENT LLC/TN |
562 |
5,000 |
0.02% |
|
|
| 25 |
Focused Wealth Management, Inc |
405 |
3,000 |
0.01% |
|
|
| 26 |
Community Bank, N.A. |
406 |
3,000 |
0.01% |
|
|
| 27 |
DEUTSCHE BANK AG\ |
2 |
0 |
0.00% |
|
|
