| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 993,225 | 17,252,000 | 42.96% | ||
| 2 | MORGAN STANLEY | 368,329 | 6,397,000 | 15.93% | ||
| 3 | Raymond James Financial Services Advisors, Inc. | 177,850 | 3,089,000 | 7.69% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 165,519 | 2,875,000 | 7.16% | ||
| 5 | WELLS FARGO & COMPANY/MN | 146,384 | 2,543,000 | 6.33% | ||
| 6 | ROYAL BANK OF CANADA | 128,202 | 2,226,000 | 5.54% | ||
| 7 | Karpus Management, Inc. | 121,585 | 2,112,000 | 5.26% | ||
| 8 | UBS AG | 81,735 | 1,420,000 | 3.54% | ||
| 9 | Shaker Financial Services, LLC | 24,063 | 418,000 | 1.04% | ||
| 10 | SHEPHERD KAPLAN KROCHUK, LLC | 24,035 | 417,000 | 1.04% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 23,228 | 403,000 | 1.00% | ||
| 12 | STIFEL FINANCIAL CORP | 16,010 | 278,000 | 0.69% | ||
| 13 | Invesco Ltd. | 14,620 | 254,000 | 0.63% | ||
| 14 | Aviance Capital Partners, LLC | 14,350 | 249,000 | 0.62% | ||
| 15 | TFS CAPITAL LLC | 10,637 | 185,000 | 0.46% | ||
| 16 | BANK OF MONTREAL /CAN/ | 700 | 12,000 | 0.03% | ||
| 17 | CITIGROUP INC | 491 | 9,000 | 0.02% | ||
| 18 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 434 | 8,000 | 0.02% | ||
| 19 | US BANCORP \DE\ | 249 | 4,000 | 0.01% | ||
| 20 | NEXT Financial Group, Inc | 167 | 3,000 | 0.01% | ||
| 21 | BARCLAYS PLC | 105 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
