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Lazard Glb Total Return & Income
Lazard Glb Total Return & Income. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 28 Institutional holders with a total value of $43,054,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1607 Capital Partners, LLC 1,009,980 13,213,000 30.69%
2 Bulldog Investors, LLP 493,347 6,454,000 14.99%
3 RAYMOND JAMES & ASSOCIATES 324,013 4,239,000 9.85%
4 Karpus Management, Inc. 247,885 3,243,000 7.53%
5 MORGAN STANLEY 229,143 2,998,000 6.96%
6 DESCHUTES PORTFOLIO STRATEGY, LLC 214,849 2,811,000 6.53%
7 WELLS FARGO & COMPANY/MN 142,622 1,865,000 4.33%
8 ROYAL BANK OF CANADA 111,719 1,461,000 3.39%
9 UBS Group AG 87,198 1,141,000 2.65%
10 CORNERSTONE ADVISORS INC 79,547 1,040,000 2.42%
11 Raymond James Financial Services Advisors, Inc. 63,222 827,000 1.92%
12 Waverton Investment Management Ltd 25,000 745,000 1.73%
13 STIFEL FINANCIAL CORP 43,639 571,000 1.33%
14 WOLVERINE ASSET MANAGEMENT LLC 35,249 461,000 1.07%
15 BANK OF AMERICA CORP /DE/ 28,623 374,000 0.87%
16 SHEPHERD KAPLAN KROCHUK, LLC 24,035 314,000 0.73%
17 Round Table Services, LLC 17,700 232,000 0.54%
18 DOLIVER ADVISORS, LP 16,579 219,000 0.51%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 15,673 205,000 0.48%
20 AQR ARBITRAGE LLC 12,992 170,000 0.39%
21 GUGGENHEIM CAPITAL LLC 11,206 147,000 0.34%
22 Aviance Capital Partners, LLC 10,568 138,000 0.32%
23 PNC FINANCIAL SERVICES GROUP, INC. 5,626 73,000 0.17%
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,334 57,000 0.13%
25 IFP ADVISORS, INC 1,847 24,000 0.06%
26 Creative Planning 1,600 21,000 0.05%
27 CITIGROUP INC 491 6,000 0.01%
28 SEVENBRIDGE FINANCIAL GROUP, LLC 365 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.