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Lazard Glb Total Return & Income
Lazard Glb Total Return & Income. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 28 Institutional holders with a total value of $43,054,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEVENBRIDGE FINANCIAL GROUP, LLC 365 5,000 0.01%
2 CITIGROUP INC 491 6,000 0.01%
3 Creative Planning 1,600 21,000 0.05%
4 IFP ADVISORS, INC 1,847 24,000 0.06%
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,334 57,000 0.13%
6 PNC FINANCIAL SERVICES GROUP, INC. 5,626 73,000 0.17%
7 Aviance Capital Partners, LLC 10,568 138,000 0.32%
8 GUGGENHEIM CAPITAL LLC 11,206 147,000 0.34%
9 AQR ARBITRAGE LLC 12,992 170,000 0.39%
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 15,673 205,000 0.48%
11 DOLIVER ADVISORS, LP 16,579 219,000 0.51%
12 Round Table Services, LLC 17,700 232,000 0.54%
13 SHEPHERD KAPLAN KROCHUK, LLC 24,035 314,000 0.73%
14 BANK OF AMERICA CORP /DE/ 28,623 374,000 0.87%
15 WOLVERINE ASSET MANAGEMENT LLC 35,249 461,000 1.07%
16 STIFEL FINANCIAL CORP 43,639 571,000 1.33%
17 Waverton Investment Management Ltd 25,000 745,000 1.73%
18 Raymond James Financial Services Advisors, Inc. 63,222 827,000 1.92%
19 CORNERSTONE ADVISORS INC 79,547 1,040,000 2.42%
20 UBS Group AG 87,198 1,141,000 2.65%
21 ROYAL BANK OF CANADA 111,719 1,461,000 3.39%
22 WELLS FARGO & COMPANY/MN 142,622 1,865,000 4.33%
23 DESCHUTES PORTFOLIO STRATEGY, LLC 214,849 2,811,000 6.53%
24 MORGAN STANLEY 229,143 2,998,000 6.96%
25 Karpus Management, Inc. 247,885 3,243,000 7.53%
26 RAYMOND JAMES & ASSOCIATES 324,013 4,239,000 9.85%
27 Bulldog Investors, LLP 493,347 6,454,000 14.99%
28 1607 Capital Partners, LLC 1,009,980 13,213,000 30.69%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.