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SYNERGETICS USA INC
SYNERGETICS USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 58 Institutional holders with a total value of $33,580,645.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cortina Asset Management, LLC 1,938,204 5,912,000 17.61%
2 ROYCE & ASSOCIATES LP 1,491,274 4,548,000 13.54%
3 MARXE AUSTIN W & GREENHOUSE DAVID M 1,035,727 3,159,000 9.41%
4 KOPP INVESTMENT ADVISORS LLC 943,505 2,878,000 8.57%
5 NORTHPOINTE CAPITAL LLC 764,884 2,332,000 6.94%
6 WHITE PINE CAPITAL LLC 727,560 2,219,000 6.61%
7 VANGUARD GROUP INC 534,890 1,631,000 4.86%
8 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 488,980 1,491,000 4.44%
9 Foundry Partners, LLC 289,244 882,000 2.63%
10 First Light Asset Management, LLC 272,851 832,000 2.48%
11 WHITEBOX ADVISORS LLC 264,577 807,000 2.40%
12 DALTON GREINER HARTMAN MAHER & CO 229,478 700,000 2.08%
13 Pacific Ridge Capital Partners, LLC 188,020 573,000 1.71%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 138,460 422,000 1.26%
15 DEARBORN PARTNERS LLC 137,094 418,000 1.24%
16 SHEPHERD KAPLAN KROCHUK, LLC 130,458 398,000 1.19%
17 WELLS FARGO & COMPANY/MN 110,240 336,000 1.00%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 89,900 296,000 0.88%
19 NORTHERN TRUST CORP 90,074 275,000 0.82%
20 Municipal Employees' Retirement System of Michigan 88,100 269,000 0.80%
21 ANDERSON HOAGLAND & CO 86,734 265,000 0.79%
22 BlackRock Fund Advisors 83,269 254,000 0.76%
23 WealthTrust Axiom LLC 78,700 240,000 0.71%
24 GEODE CAPITAL MANAGEMENT, LLC 78,407 239,000 0.71%
25 NOTTINGHAM ADVISORS, INC. 70,000 213,000 0.63%
26 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 68,605 209,000 0.62%
27 D. E. Shaw & Co., Inc. 52,976 162,000 0.48%
28 Hillsdale Investment Management Inc. 52,700 161,000 0.48%
29 RENAISSANCE TECHNOLOGIES LLC 52,400 160,000 0.48%
30 OXFORD ASSET MANAGEMENT LLP 46,405 142,000 0.42%
31 Plancorp, LLC 45,714 139,000 0.41%
32 ATLANTIC INVESTMENT Co 42,575 130,000 0.39%
33 MORGAN STANLEY 31,857 97,000 0.29%
34 Bank of New York Mellon Corp 27,446 84,000 0.25%
35 STEPHENS INC /AR/ 24,385 74,000 0.22%
36 ALPINE WOODS CAPITAL INVESTORS, LLC 19,000 58,000 0.17%
37 ClariVest Asset Management LLC 18,332 56,000 0.17%
38 NATIXIS 18,200 56,000 0.17%
39 PRICE T ROWE ASSOCIATES INC /MD/ 17,900 55,000 0.16%
40 STATE STREET CORP 16,600 50,000 0.15%
41 REGIONS FINANCIAL CORP 16,000 49,000 0.15%
42 Rotella Capital Management, Inc. 15,248 47,000 0.14%
43 GUGGENHEIM CAPITAL LLC 13,002 40,000 0.12%
44 NATIONAL PLANNING CORP 11,475 38,000 0.11%
45 UBS AG 12,064 37,000 0.11%
46 US BANCORP \DE\ 11,995 37,000 0.11%
47 DUNCKER STREETT & CO INC 9,300 28,000 0.08%
48 Crosspoint Capital Strategies, LLC 7,300 22,000 0.07%
49 EARNEST PARTNERS LLC 5,200 16,000 0.05%
50 Creative Planning 4,574 14,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.