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SYNERGETICS USA INC
SYNERGETICS USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 50 Institutional holders with a total value of $34,315,531.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cortina Asset Management, LLC 1,893,094 5,869,000 17.10%
2 ROYCE & ASSOCIATES LP 1,531,149 4,747,000 13.83%
3 MARXE AUSTIN W & GREENHOUSE DAVID M 1,035,727 3,211,000 9.36%
4 WHITE PINE CAPITAL LLC 801,110 2,483,000 7.24%
5 NORTHPOINTE CAPITAL LLC 765,107 2,372,000 6.91%
6 KOPP INVESTMENT ADVISORS LLC 727,523 2,255,000 6.57%
7 Nantahala Capital Management, LLC 594,980 1,844,000 5.37%
8 VANGUARD GROUP INC 534,890 1,658,000 4.83%
9 WASATCH ADVISORS LP 450,000 1,395,000 4.07%
10 Foundry Partners, LLC 286,584 888,000 2.59%
11 WHITEBOX ADVISORS LLC 245,031 760,000 2.21%
12 Pacific Ridge Capital Partners, LLC 244,220 757,000 2.21%
13 First Light Asset Management, LLC 231,425 717,000 2.09%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 158,460 491,000 1.43%
15 DEARBORN PARTNERS LLC 156,264 484,000 1.41%
16 Brandywine Global Investment Management, LLC 141,130 438,000 1.28%
17 SHEPHERD KAPLAN KROCHUK, LLC 115,658 359,000 1.05%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 89,900 279,000 0.81%
19 Municipal Employees' Retirement System of Michigan 88,100 273,000 0.80%
20 BlackRock Fund Advisors 85,717 266,000 0.78%
21 RENAISSANCE TECHNOLOGIES LLC 79,500 246,000 0.72%
22 WealthTrust Axiom LLC 78,700 243,000 0.71%
23 GEODE CAPITAL MANAGEMENT, LLC 78,307 242,000 0.71%
24 NOTTINGHAM ADVISORS, INC. 70,000 217,000 0.63%
25 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 68,605 213,000 0.62%
26 NORTHERN TRUST CORP 63,456 197,000 0.57%
27 MORGAN STANLEY 53,757 166,000 0.48%
28 Hillsdale Investment Management Inc. 52,700 163,000 0.48%
29 ANDERSON HOAGLAND & CO 49,873 155,000 0.45%
30 ATLANTIC INVESTMENT Co 37,475 116,000 0.34%
31 STEPHENS INC /AR/ 32,385 100,000 0.29%
32 Bank of New York Mellon Corp 27,789 86,000 0.25%
33 WELLS FARGO & COMPANY/MN 25,090 78,000 0.23%
34 Virtu KCG Holdings LLC 23,498 72,000 0.21%
35 ALPINE WOODS CAPITAL INVESTORS, LLC 19,000 59,000 0.17%
36 UBS AG 18,736 58,000 0.17%
37 PRICE T ROWE ASSOCIATES INC /MD/ 17,900 55,000 0.16%
38 STATE STREET CORP 16,600 51,000 0.15%
39 REGIONS FINANCIAL CORP 16,000 50,000 0.15%
40 GUGGENHEIM CAPITAL LLC 11,820 37,000 0.11%
41 US BANCORP \DE\ 11,995 37,000 0.11%
42 NATIONAL PLANNING CORP 11,475 36,000 0.10%
43 DUNCKER STREETT & CO INC 9,300 29,000 0.08%
44 Creative Planning 5,938 18,000 0.05%
45 EARNEST PARTNERS LLC 5,200 16,000 0.05%
46 BlackRock Investment Management, LLC 3,999 12,000 0.03%
47 BLACKROCK ADVISORS LLC 3,470 11,000 0.03%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,064 3,000 0.01%
49 Tower Research Capital LLC (TRC) 620 2,000 0.01%
50 BNP PARIBAS FINANCIAL MARKETS 494 1,531 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.