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SYNERGETICS USA INC
SYNERGETICS USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 49 Institutional holders with a total value of $52,108,853.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cortina Asset Management, LLC 1,894,798 8,242,000 15.82%
2 NORTHPOINTE CAPITAL LLC 1,252,525 5,448,000 10.46%
3 ROYCE & ASSOCIATES LP 1,166,874 5,076,000 9.74%
4 Nantahala Capital Management, LLC 1,149,144 4,999,000 9.59%
5 AWM Investment Company, Inc. 1,036,727 4,510,000 8.65%
6 VANGUARD GROUP INC 610,021 2,654,000 5.09%
7 KENNEDY CAPITAL MANAGEMENT LLC 594,643 2,587,000 4.96%
8 Pacific Ridge Capital Partners, LLC 522,350 2,272,000 4.36%
9 WASATCH ADVISORS LP 450,000 1,958,000 3.76%
10 Foundry Partners, LLC 306,649 1,334,000 2.56%
11 Grandeur Peak Global Advisors, LLC 284,931 1,239,000 2.38%
12 WHITEBOX ADVISORS LLC 272,571 1,186,000 2.28%
13 Atle Fund Management AB 234,892 1,022,000 1.96%
14 Municipal Employees' Retirement System of Michigan 221,400 963,000 1.85%
15 RENAISSANCE TECHNOLOGIES LLC 211,600 920,000 1.77%
16 DEARBORN PARTNERS LLC 179,115 779,000 1.49%
17 WHITE PINE CAPITAL LLC 164,925 717,000 1.38%
18 SHEPHERD KAPLAN KROCHUK, LLC 152,896 665,000 1.28%
19 JUPITER ASSET MANAGEMENT LTD 149,701 651,199 1.25%
20 Brandywine Global Investment Management, LLC 149,230 650,000 1.25%
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 138,460 602,000 1.16%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 89,900 430,000 0.83%
23 NORTHERN TRUST CORP 87,693 382,000 0.73%
24 BlackRock Fund Advisors 86,069 374,000 0.72%
25 GEODE CAPITAL MANAGEMENT, LLC 85,452 371,000 0.71%
26 WealthTrust Axiom LLC 78,700 342,000 0.66%
27 NOTTINGHAM ADVISORS, INC. 70,000 305,000 0.59%
28 MORGAN STANLEY 59,791 260,000 0.50%
29 Hillsdale Investment Management Inc. 52,700 229,000 0.44%
30 Bank of New York Mellon Corp 27,789 121,000 0.23%
31 WELLS FARGO & COMPANY/MN 25,090 109,000 0.21%
32 BlackRock Institutional Trust Company, N.A. 24,312 106,000 0.20%
33 ALPINE WOODS CAPITAL INVESTORS, LLC 19,000 83,000 0.16%
34 PRICE T ROWE ASSOCIATES INC /MD/ 18,900 82,000 0.16%
35 STATE STREET CORP 15,000 66,000 0.13%
36 ALGERT GLOBAL LLC 13,770 60,000 0.12%
37 Rotella Capital Management, Inc. 11,975 52,000 0.10%
38 NATIONAL PLANNING CORP 11,475 48,654 0.09%
39 GSA CAPITAL PARTNERS LLP 10,736 47,000 0.09%
40 US BANCORP \DE\ 10,000 44,000 0.08%
41 Creative Planning 5,938 26,000 0.05%
42 PRELUDE CAPITAL MANAGEMENT, LLC 5,300 23,000 0.04%
43 EARNEST PARTNERS LLC 5,200 23,000 0.04%
44 BlackRock Investment Management, LLC 3,929 17,000 0.03%
45 MUFG Americas Holdings Corp 2,710 12,000 0.02%
46 FEDERATED HERMES, INC. 1,733 8,000 0.02%
47 UBS Group AG 1,367 6,000 0.01%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,064 5,000 0.01%
49 Tower Research Capital LLC (TRC) 522 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.