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HSBC HOLDINGS PL - PFD
HSBC HOLDINGS PL - PFD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 11 Institutional holders with a total value of $21,388,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 389,208 10,209,000 47.73%
2 KCM INVESTMENT ADVISORS LLC 194,214 5,094,000 23.82%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 65,763 1,725,000 8.07%
4 CITY NATIONAL BANK 63,183 1,657,000 7.75%
5 ROOSEVELT INVESTMENT GROUP LLC 61,707 1,619,000 7.57%
6 American Research & Management Co. 18,625 489,000 2.29%
7 GLENMEDE TRUST CO NA 8,000 209,000 0.98%
8 Janney Montgomery Scott LLC 7,848 206,000 0.96%
9 PNC FINANCIAL SERVICES GROUP, INC. 5,263 138,000 0.65%
10 TRUST CO OF VERMONT 900 24,000 0.11%
11 Highlander Capital Management, LLC 700 18,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.