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HSBC HOLDINGS PL - PFD
HSBC HOLDINGS PL - PFD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 10 Institutional holders with a total value of $6,139,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KCM INVESTMENT ADVISORS LLC 102,130 2,635,000 42.92%
2 AMERIPRISE FINANCIAL INC 87,347 2,254,000 36.72%
3 ROOSEVELT INVESTMENT GROUP LLC 35,152 907,000 14.77%
4 GLENMEDE TRUST CO NA 8,000 206,000 3.36%
5 American Research & Management Co. 1,850 48,000 0.78%
6 Highlander Capital Management, LLC 1,500 39,000 0.64%
7 TRUST CO OF VERMONT 900 23,000 0.37%
8 PRENTISS SMITH & CO INC 450 12,000 0.20%
9 PNC FINANCIAL SERVICES GROUP, INC. 401 10,000 0.16%
10 SARGENT BICKHAM LAGUDIS LLC 200 5,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.