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HSBC HOLDINGS PL - PFD
HSBC HOLDINGS PL - PFD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 11 Institutional holders with a total value of $20,251,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 492,588 12,906,000 63.73%
2 KCM INVESTMENT ADVISORS LLC 117,738 3,085,000 15.23%
3 ROOSEVELT INVESTMENT GROUP LLC 61,807 1,619,000 7.99%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 44,470 1,165,000 5.75%
5 BECK CAPITAL MANAGEMENT, LLC 41,620 1,090,000 5.38%
6 GLENMEDE TRUST CO NA 8,000 209,000 1.03%
7 American Research & Management Co. 3,850 101,000 0.50%
8 TRUST CO OF VERMONT 900 24,000 0.12%
9 PNC FINANCIAL SERVICES GROUP, INC. 850 22,000 0.11%
10 Highlander Capital Management, LLC 700 18,000 0.09%
11 PRENTISS SMITH & CO INC 450 12,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.