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HSBC HOLDINGS PL - PFD
HSBC HOLDINGS PL - PFD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 12 Institutional holders with a total value of $9,766,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KCM INVESTMENT ADVISORS LLC 109,548 2,906,000 29.76%
2 AMERIPRISE FINANCIAL INC 78,667 2,087,000 21.37%
3 ROOSEVELT INVESTMENT GROUP LLC 61,622 1,635,000 16.74%
4 BECK CAPITAL MANAGEMENT, LLC 59,370 1,575,000 16.13%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 43,174 1,145,000 11.72%
6 GLENMEDE TRUST CO NA 8,000 212,000 2.17%
7 American Research & Management Co. 3,850 102,000 1.04%
8 Highlander Capital Management, LLC 1,500 40,000 0.41%
9 TRUST CO OF VERMONT 900 24,000 0.25%
10 PNC FINANCIAL SERVICES GROUP, INC. 851 23,000 0.24%
11 PRENTISS SMITH & CO INC 450 12,000 0.12%
12 SARGENT BICKHAM LAGUDIS LLC 200 5,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.