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HSBC HOLDINGS PL - PFD
HSBC HOLDINGS PL - PFD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 9 Institutional holders with a total value of $6,832,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRENTISS SMITH & CO INC 450 12,000 0.18%
2 PNC FINANCIAL SERVICES GROUP, INC. 851 22,000 0.32%
3 TRUST CO OF VERMONT 900 23,000 0.34%
4 Highlander Capital Management, LLC 1,500 39,000 0.57%
5 American Research & Management Co. 3,850 101,000 1.48%
6 GLENMEDE TRUST CO NA 8,000 208,000 3.04%
7 ROOSEVELT INVESTMENT GROUP LLC 61,222 1,599,000 23.40%
8 AMERIPRISE FINANCIAL INC 79,576 2,078,000 30.42%
9 KCM INVESTMENT ADVISORS LLC 105,310 2,750,000 40.25%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.