| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 51,309 | 1,277,000 | 77.71% | ||
| 2 | Mathes Company, Inc. | 12,395 | 309,000 | 18.80% | ||
| 3 | SHARKEY, HOWES & JAVER | 975 | 24,000 | 1.46% | ||
| 4 | COLONY GROUP LLC | 500 | 12,000 | 0.73% | ||
| 5 | CT Financial Advisors LLC | 450 | 11,201 | 0.68% | ||
| 6 | HIGH POINT BANK & TRUST CO | 400 | 10,000 | 0.61% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
