| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 62,195 | 1,618,000 | 85.99% | ||
| 2 | Mathes Company, Inc. | 8,195 | 213,000 | 11.32% | ||
| 3 | SHARKEY, HOWES & JAVER | 975 | 25,000 | 1.33% | ||
| 4 | CT Financial Advisors LLC | 450 | 11,709 | 0.62% | ||
| 5 | HIGH POINT BANK & TRUST CO | 400 | 10,000 | 0.53% | ||
| 6 | Apriem Advisors | 150 | 4,000 | 0.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
