| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 56,466 | 1,412,000 | 83.59% | ||
| 2 | Mathes Company, Inc. | 8,595 | 215,000 | 12.73% | ||
| 3 | SHARKEY, HOWES & JAVER | 975 | 24,000 | 1.42% | ||
| 4 | COLONY GROUP LLC | 500 | 13,000 | 0.77% | ||
| 5 | CT Financial Advisors LLC | 450 | 11,255 | 0.67% | ||
| 6 | HIGH POINT BANK & TRUST CO | 400 | 10,000 | 0.59% | ||
| 7 | Apriem Advisors | 150 | 4,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
