| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 58,712 | 1,506,000 | 85.25% | ||
| 2 | Mathes Company, Inc. | 8,195 | 210,000 | 11.89% | ||
| 3 | SHARKEY, HOWES & JAVER | 975 | 25,000 | 1.42% | ||
| 4 | CT Financial Advisors LLC | 450 | 11,543 | 0.65% | ||
| 5 | HIGH POINT BANK & TRUST CO | 400 | 10,000 | 0.57% | ||
| 6 | Apriem Advisors | 150 | 4,000 | 0.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
