Dark
Light
System
Security
NEURALSTEM INCORPORATED
NEURALSTEM INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 62 Institutional holders with a total value of $6,084,054.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 7 0 0.00%
2 Beacon Capital Management, Inc. 1,000 0 0.00%
3 CUTLER GROUP LLC / CA 3,400 0 0.00%
4 ADVISOR GROUP, INC. 715 0 0.00%
5 TCI Wealth Advisors, Inc. 1,400 0 0.00%
6 CT Financial Advisors LLC 2,115 615 0.01%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,073 1,000 0.02%
8 BANK OF AMERICA CORP /DE/ 3,258 1,000 0.02%
9 NewSquare Capital LLC 2,000 1,000 0.02%
10 ROYAL BANK OF CANADA 6,439 2,000 0.03%
11 CITADEL ADVISORS LLC 11,289 3,000 0.05%
12 SG Americas Securities, LLC 11,403 3,000 0.05%
13 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 11,000 3,000 0.05%
14 SOCIETE GENERALE 11,403 3,000 0.05%
15 NATIONAL PLANNING CORP 14,500 3,000 0.05%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,080 3,000 0.05%
17 FRONT STREET CAPITAL MANAGEMENT, INC. 10,500 3,000 0.05%
18 First Heartland Consultants, Inc. 10,000 3,000 0.05%
19 PINNACLE ASSOCIATES LTD 12,597 4,000 0.07%
20 First Western Capital Management Co 15,000 4,000 0.07%
21 Commonwealth Equity Services, Inc 12,540 4,000 0.07%
22 FCG ADVISORS, LLC 13,000 4,000 0.07%
23 Virtu KCG Holdings LLC 15,075 4,000 0.07%
24 Creative Planning 13,500 4,000 0.07%
25 MORGAN STANLEY 14,874 4,000 0.07%
26 GOLDMAN SACHS GROUP INC 15,023 4,000 0.07%
27 Private Advisor Group, LLC 16,627 5,000 0.08%
28 BlackRock Fund Advisors 17,431 5,000 0.08%
29 BLACKROCK ADVISORS LLC 17,361 5,000 0.08%
30 Cambridge Investment Research Advisors, Inc. 15,500 5,000 0.08%
31 Rehmann Capital Advisory Group 17,000 5,000 0.08%
32 EagleClaw Capital Managment, LLC 20,000 6,000 0.10%
33 JOHNSON INVESTMENT COUNSEL INC 22,000 6,000 0.10%
34 UBS Group AG 20,575 6,000 0.10%
35 SARGENT BICKHAM LAGUDIS LLC 5,000 8,000 0.13%
36 DAVENPORT & Co LLC 29,000 8,439 0.14%
37 PNC FINANCIAL SERVICES GROUP, INC. 31,000 9,000 0.15%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,497 10,000 0.16%
39 NorthRock Partners, LLC 36,000 11,000 0.18%
40 GREENLEAF TRUST 40,000 12,000 0.20%
41 STATE STREET CORP 38,600 12,000 0.20%
42 MSI Financial Services Inc 40,000 12,000 0.20%
43 Westend Capital Management, LLC 50,000 15,000 0.25%
44 WELLS FARGO & COMPANY/MN 72,775 21,000 0.35%
45 HighTower Advisors, LLC 93,282 27,000 0.44%
46 LPL Financial LLC 91,816 27,000 0.44%
47 D. E. Shaw & Co., Inc. 96,381 28,000 0.46%
48 FIFTH THIRD BANCORP 120,000 35,000 0.58%
49 Bank of New York Mellon Corp 130,345 38,000 0.62%
50 NORTHERN TRUST CORP 136,192 39,000 0.64%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.