| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 20,753,000 | 23,723,000 | 41.58% | PRN | |
| 2 | Pomelo Capital LLC | 5,000,000 | 5,675,000 | 9.95% | PRN | |
| 3 | Empyrean Capital Partners, LP | 4,268,000 | 4,852,000 | 8.51% | PRN | |
| 4 | CSS LLC/IL | 3,500,000 | 3,960,000 | 6.94% | PRN | |
| 5 | SONORA INVESTMENT MANAGEMENT, LLC | 3,232,000 | 3,664,409 | 6.42% | ||
| 6 | DEUTSCHE BANK AG\ | 2,347,000 | 2,652,000 | 4.65% | PRN | |
| 7 | SILVERBACK ASSET MANAGEMENT LLC | 2,200,000 | 2,507,000 | 4.39% | PRN | |
| 8 | Pinnacle Holdings, LLC | 2,175,000 | 2,451,160 | 4.30% | PRN | |
| 9 | SSI INVESTMENT MANAGEMENT LLC | 2,145,000 | 2,424,000 | 4.25% | PRN | |
| 10 | WELLINGTON MANAGEMENT GROUP LLP | 1,185,000 | 1,339,000 | 2.35% | PRN | |
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 1,001,000 | 1,135,000 | 1.99% | PRN | |
| 12 | Bank of New York Mellon Corp | 800,000 | 904,000 | 1.58% | ||
| 13 | BARCLAYS PLC | 303,000 | 342,000 | 0.60% | PRN | |
| 14 | Investors Capital Advisory Services | 266,000 | 300,000 | 0.53% | ||
| 15 | Jefferies Group LLC | 254,000 | 289,000 | 0.51% | PRN | |
| 16 | SUNTRUST BANKS INC | 221,000 | 249,000 | 0.44% | ||
| 17 | Mariner, LLC | 175,000 | 197,000 | 0.35% | PRN | |
| 18 | GOLDMAN SACHS GROUP INC | 129,000 | 146,000 | 0.26% | PRN | |
| 19 | D.A. DAVIDSON & CO. | 93,000 | 105,000 | 0.18% | ||
| 20 | CITIGROUP INC | 45,000 | 51,000 | 0.09% | PRN | |
| 21 | NOMURA HOLDINGS INC | 21,000 | 24,000 | 0.04% | PRN | |
| 22 | Wellesley Asset Management | 21,017 | 23,854 | 0.04% | PRN | |
| 23 | STIFEL FINANCIAL CORP | 13,000 | 15,000 | 0.03% | PRN | |
| 24 | WELLS FARGO & COMPANY/MN | 10,000 | 11,000 | 0.02% | PRN | |
| 25 | Creative Planning | 6,000 | 7,000 | 0.01% | PRN | |
| 26 | MORGAN STANLEY | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
