| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 21,106,000 | 23,092,000 | 41.02% | PRN | |
| 2 | KORNITZER CAPITAL MANAGEMENT INC /KS | 8,000,000 | 8,730,000 | 15.51% | PRN | |
| 3 | CITADEL ADVISORS LLC | 4,000,000 | 4,297,000 | 7.63% | PRN | |
| 4 | SONORA INVESTMENT MANAGEMENT, LLC | 3,250,000 | 3,491,000 | 6.20% | ||
| 5 | DEUTSCHE BANK AG\ | 2,873,000 | 3,134,000 | 5.57% | PRN | |
| 6 | Pinnacle Holdings, LLC | 2,250,000 | 2,417,108 | 4.29% | ||
| 7 | SSI INVESTMENT MANAGEMENT LLC | 2,145,000 | 2,295,000 | 4.08% | PRN | |
| 8 | Pomelo Capital LLC | 2,000,000 | 2,193,000 | 3.90% | PRN | |
| 9 | LAZARD ASSET MANAGEMENT LLC | 1,595,000 | 1,748,000 | 3.10% | PRN | |
| 10 | Bank of New York Mellon Corp | 1,300,000 | 1,417,000 | 2.52% | ||
| 11 | WELLINGTON MANAGEMENT GROUP LLP | 1,235,000 | 1,347,000 | 2.39% | PRN | |
| 12 | WELLS FARGO & COMPANY/MN | 616,000 | 660,000 | 1.17% | PRN | |
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 395,000 | 424,000 | 0.75% | PRN | |
| 14 | Investors Capital Advisory Services | 305,000 | 332,000 | 0.59% | ||
| 15 | SUNTRUST BANKS INC | 223,000 | 243,000 | 0.43% | ||
| 16 | Mariner, LLC | 180,000 | 193,000 | 0.34% | PRN | |
| 17 | D.A. DAVIDSON & CO. | 93,000 | 101,000 | 0.18% | ||
| 18 | CITIGROUP INC | 45,000 | 49,000 | 0.09% | PRN | |
| 19 | MORGAN STANLEY | 34,000 | 37,000 | 0.07% | PRN | |
| 20 | Jefferies Group LLC | 28,000 | 30,000 | 0.05% | PRN | |
| 21 | NOMURA HOLDINGS INC | 21,000 | 23,000 | 0.04% | PRN | |
| 22 | Wellesley Asset Management | 20,720 | 22,611 | 0.04% | PRN | |
| 23 | New England Investment & Retirement Group, Inc. | 16,000 | 17,000 | 0.03% | ||
| 24 | Creative Planning | 6,000 | 7,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
