| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Assured Investment Management LLC | 35,812,000 | 88,530,000 | 14.17% | ||
| 2 | Castle Creek Arbitrage, LLC | 34,614,000 | 85,436,000 | 13.68% | PRN | |
| 3 | CAPSTONE INVESTMENT ADVISORS, LLC | 25,086,000 | 61,941,000 | 9.92% | ||
| 4 | ANGELO GORDON & CO., L.P. | 23,237,000 | 57,410,000 | 9.19% | PRN | |
| 5 | QVT Financial LP | 19,000,000 | 46,979,000 | 7.52% | PRN | |
| 6 | ROYAL BANK OF CANADA | 15,944,000 | 38,858,000 | 6.22% | PRN | |
| 7 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 15,000,000 | 37,075,000 | 5.94% | ||
| 8 | ALPINE ASSOCIATES MANAGEMENT INC. | 15,000,000 | 37,060,000 | 5.93% | PRN | |
| 9 | MACKAY SHIELDS LLC | 10,816,000 | 26,766,000 | 4.29% | PRN | |
| 10 | HBK INVESTMENTS L P | 10,790,000 | 26,614,000 | 4.26% | PRN | |
| 11 | BNP PARIBAS FINANCIAL MARKETS | 9,700,000 | 23,965,111 | 3.84% | PRN | |
| 12 | PUTNAM INVESTMENTS LLC | 8,344,000 | 20,747,000 | 3.32% | ||
| 13 | PIPER SANDLER & CO. | 6,690,000 | 16,529,000 | 2.65% | PRN | |
| 14 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 5,496,000 | 13,579,000 | 2.17% | PRN | |
| 15 | AQR ARBITRAGE LLC | 5,000,000 | 12,378,000 | 1.98% | PRN | |
| 16 | AMERIPRISE FINANCIAL INC | 2,954,000 | 7,299,000 | 1.17% | PRN | |
| 17 | Clearbridge Investments, LLC | 2,625,000 | 6,489,000 | 1.04% | PRN | |
| 18 | WELLS FARGO & COMPANY/MN | 1,830,000 | 4,521,000 | 0.72% | PRN | |
| 19 | Invesco Ltd. | 1,500,000 | 3,706,000 | 0.59% | ||
| 20 | MANAGED ACCOUNT ADVISORS LLC | 1,020,000 | 2,520,000 | 0.40% | PRN | |
| 21 | KORNITZER CAPITAL MANAGEMENT INC /KS | 765,000 | 1,890,000 | 0.30% | PRN | |
| 22 | FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | 747,000 | 1,839,000 | 0.29% | PRN | |
| 23 | BANK OF AMERICA CORP /DE/ | 352,000 | 870,000 | 0.14% | PRN | |
| 24 | SSI INVESTMENT MANAGEMENT LLC | 350,000 | 860,000 | 0.14% | PRN | |
| 25 | WELLINGTON MANAGEMENT GROUP LLP | 175,000 | 433,000 | 0.07% | PRN | |
| 26 | DEUTSCHE BANK AG\ | 43,000 | 106,000 | 0.02% | PRN | |
| 27 | EQUITEC SPECIALISTS, LLC | 38,000 | 94,000 | 0.02% | PRN | |
| 28 | BARCLAYS PLC | 26,000 | 64,000 | 0.01% | PRN | |
| 29 | CITIGROUP INC | 9,000 | 22,000 | 0.00% | PRN | |
| 30 | AMERICAN NATIONAL BANK & TRUST | 1,000 | 2,000 | 0.00% | ||
| 31 | UBS Group AG | 1,000 | 2,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
