| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Assured Investment Management LLC | 45,000,000 | 74,682,000 | 17.38% | ||
| 2 | QVT Financial LP | 39,000,000 | 64,652,000 | 15.04% | PRN | |
| 3 | Castle Creek Arbitrage, LLC | 34,614,000 | 57,282,000 | 13.33% | PRN | |
| 4 | CAPSTONE INVESTMENT ADVISORS, LLC | 27,649,000 | 45,767,000 | 10.65% | ||
| 5 | ANGELO GORDON & CO., L.P. | 23,237,000 | 38,472,000 | 8.95% | PRN | |
| 6 | Allianz Asset Management GmbH | 13,625,000 | 22,852,000 | 5.32% | PRN | |
| 7 | HBK INVESTMENTS L P | 10,790,000 | 17,857,000 | 4.15% | PRN | |
| 8 | ALPINE ASSOCIATES MANAGEMENT INC. | 10,070,000 | 16,673,000 | 3.88% | PRN | |
| 9 | BNP PARIBAS FINANCIAL MARKETS | 9,700,000 | 16,059,611 | 3.74% | PRN | |
| 10 | PUTNAM INVESTMENTS LLC | 8,279,000 | 13,841,000 | 3.22% | ||
| 11 | MACKAY SHIELDS LLC | 6,908,000 | 11,463,000 | 2.67% | PRN | |
| 12 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 5,496,000 | 9,099,000 | 2.12% | PRN | |
| 13 | PIPER SANDLER & CO. | 4,860,000 | 8,046,000 | 1.87% | PRN | |
| 14 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 4,000,000 | 6,614,000 | 1.54% | ||
| 15 | EQUITEC SPECIALISTS, LLC | 3,171,000 | 5,250,000 | 1.22% | PRN | |
| 16 | Sculptor Capital LP | 2,843,000 | 4,714,000 | 1.10% | PRN | |
| 17 | Clearbridge Investments, LLC | 2,625,000 | 4,325,000 | 1.01% | PRN | |
| 18 | ROYAL BANK OF CANADA | 1,944,000 | 3,235,000 | 0.75% | PRN | |
| 19 | Invesco Ltd. | 1,500,000 | 2,483,000 | 0.58% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 1,045,000 | 1,730,000 | 0.40% | PRN | |
| 21 | BANK OF AMERICA CORP /DE/ | 940,000 | 1,576,000 | 0.37% | PRN | |
| 22 | KORNITZER CAPITAL MANAGEMENT INC /KS | 765,000 | 1,267,000 | 0.29% | PRN | |
| 23 | FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | 747,000 | 1,233,000 | 0.29% | PRN | |
| 24 | WELLINGTON MANAGEMENT GROUP LLP | 150,000 | 248,000 | 0.06% | PRN | |
| 25 | MACKENZIE FINANCIAL CORP | 123,000 | 206,000 | 0.05% | PRN | |
| 26 | BlackRock Fund Advisors | 50,000 | 83,000 | 0.02% | PRN | |
| 27 | DEUTSCHE BANK AG\ | 36,000 | 59,000 | 0.01% | PRN | |
| 28 | BARCLAYS PLC | 16,000 | 26,000 | 0.01% | PRN | |
| 29 | Brown Advisory Securities, LLC | 10,000 | 18,000 | 0.00% | PRN | |
| 30 | CITIGROUP INC | 3,000 | 5,000 | 0.00% | PRN | |
| 31 | AMERICAN NATIONAL BANK & TRUST | 1,000 | 2,000 | 0.00% | ||
| 32 | UBS Group AG | 1,000 | 2,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
