| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QVT Financial LP | 39,000,000 | 61,446,000 | 16.09% | PRN | |
| 2 | Castle Creek Arbitrage, LLC | 34,614,000 | 53,927,000 | 14.12% | PRN | |
| 3 | Assured Investment Management LLC | 30,000,000 | 47,271,000 | 12.38% | ||
| 4 | CAPSTONE INVESTMENT ADVISORS, LLC | 29,449,000 | 45,719,000 | 11.97% | ||
| 5 | ANGELO GORDON & CO., L.P. | 23,237,000 | 35,959,000 | 9.42% | PRN | |
| 6 | Allianz Asset Management GmbH | 13,625,000 | 20,315,000 | 5.32% | PRN | |
| 7 | Weiss Asset Management LP | 12,860,000 | 19,174,000 | 5.02% | PRN | |
| 8 | HBK INVESTMENTS L P | 10,790,000 | 16,833,000 | 4.41% | PRN | |
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 10,535,000 | 16,433,000 | 4.30% | PRN | |
| 10 | ALPINE ASSOCIATES MANAGEMENT INC. | 10,070,000 | 15,583,000 | 4.08% | PRN | |
| 11 | PUTNAM INVESTMENTS LLC | 8,196,000 | 12,836,000 | 3.36% | ||
| 12 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 5,496,000 | 8,505,000 | 2.23% | PRN | |
| 13 | ROYAL BANK OF CANADA | 4,787,000 | 7,137,000 | 1.87% | PRN | |
| 14 | TENOR CAPITAL MANAGEMENT Co., L.P. | 4,000,000 | 6,300,000 | 1.65% | PRN | |
| 15 | EQUITEC SPECIALISTS, LLC | 3,671,000 | 5,681,000 | 1.49% | PRN | |
| 16 | Clearbridge Investments, LLC | 2,625,000 | 3,914,000 | 1.02% | PRN | |
| 17 | Invesco Ltd. | 1,500,000 | 2,321,000 | 0.61% | PRN | |
| 18 | KORNITZER CAPITAL MANAGEMENT INC /KS | 765,000 | 1,184,000 | 0.31% | PRN | |
| 19 | FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | 719,000 | 1,121,000 | 0.29% | PRN | |
| 20 | BANK OF AMERICA CORP /DE/ | 114,000 | 170,000 | 0.04% | PRN | |
| 21 | BlackRock Fund Advisors | 50,000 | 77,000 | 0.02% | PRN | |
| 22 | JPMORGAN CHASE & CO | 4,000 | 6,000 | 0.00% | PRN | |
| 23 | MORGAN STANLEY | 3,000 | 5,000 | 0.00% | PRN | |
| 24 | CITIGROUP INC | 3,000 | 5,000 | 0.00% | PRN | |
| 25 | BARCLAYS PLC | 3,000 | 5,000 | 0.00% | PRN | |
| 26 | AMERICAN NATIONAL BANK & TRUST | 1,000 | 2,000 | 0.00% | ||
| 27 | UBS Group AG | 1,000 | 2,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
