| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,246,881 | 17,419,000 | 20.96% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 641,652 | 8,964,000 | 10.79% | ||
| 3 | MORGAN STANLEY | 516,337 | 7,213,000 | 8.68% | ||
| 4 | BESSEMER GROUP INC | 507,615 | 7,091,000 | 8.53% | ||
| 5 | BlueSpruce Investments, LP | 506,809 | 7,080,000 | 8.52% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 372,969 | 5,210,000 | 6.27% | ||
| 7 | Yorktown Management & Research Co Inc | 267,052 | 3,731,000 | 4.49% | ||
| 8 | THIRD AVENUE MANAGEMENT LLC | 253,978 | 3,548,000 | 4.27% | ||
| 9 | COHEN & STEERS, INC. | 198,272 | 2,770,000 | 3.33% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 162,742 | 2,274,000 | 2.74% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 157,649 | 2,202,000 | 2.65% | ||
| 12 | AQR ARBITRAGE LLC | 117,328 | 1,639,000 | 1.97% | ||
| 13 | FIRST FOUNDATION ADVISORS | 116,487 | 1,627,000 | 1.96% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 114,778 | 1,603,000 | 1.93% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 100,330 | 1,401,000 | 1.69% | ||
| 16 | FIRST TRUST ADVISORS LP | 84,036 | 1,174,000 | 1.41% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 80,390 | 1,123,000 | 1.35% | ||
| 18 | Shaker Financial Services, LLC | 80,354 | 1,123,000 | 1.35% | ||
| 19 | Invesco Ltd. | 42,682 | 596,000 | 0.72% | ||
| 20 | DOLIVER ADVISORS, LP | 38,798 | 542,000 | 0.65% | ||
| 21 | DRW Securities, LLC | 38,629 | 540,000 | 0.65% | ||
| 22 | CITIGROUP INC | 38,333 | 535,000 | 0.64% | ||
| 23 | Laurion Capital Management LP | 35,470 | 496,000 | 0.60% | ||
| 24 | LPL Financial LLC | 33,574 | 466,000 | 0.56% | ||
| 25 | WELLS FARGO & COMPANY/MN | 32,361 | 452,000 | 0.54% | ||
| 26 | CLOUGH CAPITAL PARTNERS L P | 30,943 | 432,000 | 0.52% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25,980 | 363,000 | 0.44% | ||
| 28 | BB&T SECURITIES, LLC | 19,220 | 268,000 | 0.32% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 17,755 | 248,000 | 0.30% | ||
| 30 | TFS CAPITAL LLC | 17,548 | 245,000 | 0.29% | ||
| 31 | Curi Capital, LLC | 13,135 | 183,000 | 0.22% | ||
| 32 | Composition Wealth, LLC | 11,280 | 158,000 | 0.19% | ||
| 33 | ROYAL BANK OF CANADA | 11,084 | 155,000 | 0.19% | ||
| 34 | ALLEGHANY CORP /DE | 8,865 | 124,000 | 0.15% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,026 | 42,000 | 0.05% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 2,790 | 39,000 | 0.05% | ||
| 37 | Thomas J. Herzfeld Advisors, Inc. | 1,596 | 22,000 | 0.03% | ||
| 38 | Tower Research Capital LLC (TRC) | 747 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
