| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,185,997 | 16,307,000 | 20.46% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 960,649 | 13,209,000 | 16.57% | ||
| 3 | BESSEMER GROUP INC | 560,715 | 7,710,000 | 9.67% | ||
| 4 | Laurion Capital Management LP | 450,511 | 6,195,000 | 7.77% | ||
| 5 | MORGAN STANLEY | 433,967 | 5,967,000 | 7.48% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 416,513 | 5,727,000 | 7.18% | ||
| 7 | COHEN & STEERS, INC. | 257,500 | 3,541,000 | 4.44% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 179,007 | 2,461,000 | 3.09% | ||
| 9 | FIRST FOUNDATION ADVISORS | 165,960 | 2,282,000 | 2.86% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 162,701 | 2,237,000 | 2.81% | ||
| 11 | Yorktown Management & Research Co Inc | 154,150 | 2,120,000 | 2.66% | ||
| 12 | Invesco Ltd. | 111,533 | 1,534,000 | 1.92% | ||
| 13 | Shaker Financial Services, LLC | 108,126 | 1,487,000 | 1.87% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 95,964 | 1,320,000 | 1.66% | ||
| 15 | FIRST TRUST ADVISORS LP | 81,879 | 1,126,000 | 1.41% | ||
| 16 | AQR ARBITRAGE LLC | 79,814 | 1,097,000 | 1.38% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 45,065 | 620,000 | 0.78% | ||
| 18 | ROBINSON CAPITAL MANAGEMENT, LLC | 43,288 | 595,000 | 0.75% | ||
| 19 | Curi Capital, LLC | 37,126 | 510,000 | 0.64% | ||
| 20 | CITIGROUP INC | 37,081 | 510,000 | 0.64% | ||
| 21 | STIFEL FINANCIAL CORP | 36,426 | 501,000 | 0.63% | ||
| 22 | DESCHUTES PORTFOLIO STRATEGY, LLC | 23,246 | 320,000 | 0.40% | ||
| 23 | WELLS FARGO & COMPANY/MN | 20,909 | 287,000 | 0.36% | ||
| 24 | ADVISOR GROUP, INC. | 19,715 | 270,000 | 0.34% | ||
| 25 | TFS CAPITAL LLC | 18,858 | 259,000 | 0.32% | ||
| 26 | DRW Securities, LLC | 16,300 | 224,000 | 0.28% | ||
| 27 | GREAT AMERICAN GROUP, INC. | 15,960 | 219,000 | 0.27% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 12,595 | 173,000 | 0.22% | ||
| 29 | Composition Wealth, LLC | 11,280 | 158,000 | 0.20% | ||
| 30 | SOCIETE GENERALE | 10,898 | 150,000 | 0.19% | ||
| 31 | SG Americas Securities, LLC | 10,898 | 150,000 | 0.19% | ||
| 32 | Capital Investment Advisors, LLC | 10,003 | 138,000 | 0.17% | ||
| 33 | ALLEGHANY CORP /DE | 9,550 | 131,000 | 0.16% | ||
| 34 | ROYAL BANK OF CANADA | 7,095 | 98,000 | 0.12% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,748 | 51,000 | 0.06% | ||
| 36 | Thomas J. Herzfeld Advisors, Inc. | 1,596 | 22,000 | 0.03% | ||
| 37 | MSI Financial Services Inc | 825 | 11,000 | 0.01% | ||
| 38 | PENSERRA CAPITAL MANAGEMENT LLC | 251 | 3,000 | 0.00% | ||
| 39 | DUBUQUE BANK & TRUST CO | 9 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
