| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,043,897 | 13,947,000 | 16.36% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 881,973 | 11,783,000 | 13.82% | ||
| 3 | BlueSpruce Investments, LP | 645,681 | 8,626,000 | 10.12% | ||
| 4 | BESSEMER GROUP INC | 525,715 | 7,024,000 | 8.24% | ||
| 5 | MORGAN STANLEY | 430,830 | 5,755,000 | 6.75% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 391,653 | 5,232,000 | 6.14% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 289,562 | 3,869,000 | 4.54% | ||
| 8 | Yorktown Management & Research Co Inc | 267,052 | 3,568,000 | 4.19% | ||
| 9 | COHEN & STEERS, INC. | 198,272 | 2,649,000 | 3.11% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 161,039 | 2,151,000 | 2.52% | ||
| 11 | FIRST FOUNDATION ADVISORS | 154,647 | 2,066,000 | 2.42% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 139,285 | 1,860,000 | 2.18% | ||
| 13 | Shaker Financial Services, LLC | 124,406 | 1,662,000 | 1.95% | ||
| 14 | AQR ARBITRAGE LLC | 122,272 | 1,634,000 | 1.92% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 98,952 | 1,322,000 | 1.55% | ||
| 16 | FIRST TRUST ADVISORS LP | 79,881 | 1,067,000 | 1.25% | ||
| 17 | ROBINSON CAPITAL MANAGEMENT, LLC | 76,511 | 1,022,000 | 1.20% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 73,928 | 987,000 | 1.16% | ||
| 19 | Invesco Ltd. | 68,329 | 913,000 | 1.07% | ||
| 20 | Apollo Management Holdings, L.P. | 67,901 | 907,000 | 1.06% | ||
| 21 | LPL Financial LLC | 63,740 | 853,000 | 1.00% | ||
| 22 | SG Americas Securities, LLC | 47,492 | 634,000 | 0.74% | ||
| 23 | Curi Capital, LLC | 44,733 | 598,000 | 0.70% | ||
| 24 | DRW Securities, LLC | 42,250 | 564,000 | 0.66% | ||
| 25 | Squarepoint Ops LLC | 39,080 | 522,000 | 0.61% | ||
| 26 | CITIGROUP INC | 38,839 | 519,000 | 0.61% | ||
| 27 | Laurion Capital Management LP | 33,275 | 445,000 | 0.52% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 28,866 | 386,000 | 0.45% | ||
| 29 | WELLS FARGO & COMPANY/MN | 24,512 | 327,000 | 0.38% | ||
| 30 | STIFEL FINANCIAL CORP | 23,333 | 312,000 | 0.37% | ||
| 31 | DESCHUTES PORTFOLIO STRATEGY, LLC | 23,246 | 311,000 | 0.36% | ||
| 32 | Weiss Asset Management LP | 21,988 | 294,000 | 0.34% | ||
| 33 | BB&T SECURITIES, LLC | 19,327 | 258,000 | 0.30% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 16,200 | 216,000 | 0.25% | ||
| 35 | GREAT AMERICAN GROUP, INC. | 15,960 | 213,000 | 0.25% | ||
| 36 | Composition Wealth, LLC | 11,280 | 151,000 | 0.18% | ||
| 37 | Capital Investment Advisors, LLC | 10,003 | 134,000 | 0.16% | ||
| 38 | ALLEGHANY CORP /DE | 9,086 | 121,000 | 0.14% | ||
| 39 | ROYAL BANK OF CANADA | 8,916 | 119,000 | 0.14% | ||
| 40 | GUPTA WEALTH MANAGEMENT LLC | 4,532 | 61,000 | 0.07% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,105 | 41,000 | 0.05% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 2,790 | 37,000 | 0.04% | ||
| 43 | PRELUDE CAPITAL MANAGEMENT, LLC | 2,000 | 27,000 | 0.03% | ||
| 44 | Thomas J. Herzfeld Advisors, Inc. | 1,596 | 21,000 | 0.02% | ||
| 45 | Creative Planning | 1,516 | 20,000 | 0.02% | ||
| 46 | PENSERRA CAPITAL MANAGEMENT LLC | 199 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
