| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,098,362 | 14,696,000 | 17.01% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 885,182 | 11,844,000 | 13.71% | ||
| 3 | BESSEMER GROUP INC | 605,715 | 8,104,000 | 9.38% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 513,641 | 6,873,000 | 7.96% | ||
| 5 | MORGAN STANLEY | 432,599 | 5,788,000 | 6.70% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 407,626 | 5,454,000 | 6.31% | ||
| 7 | BlueSpruce Investments, LP | 401,529 | 5,372,000 | 6.22% | ||
| 8 | Yorktown Management & Research Co Inc | 267,052 | 3,573,000 | 4.14% | ||
| 9 | COHEN & STEERS, INC. | 232,541 | 3,111,000 | 3.60% | ||
| 10 | Laurion Capital Management LP | 191,528 | 2,563,000 | 2.97% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 165,067 | 2,209,000 | 2.56% | ||
| 12 | FIRST FOUNDATION ADVISORS | 159,264 | 2,131,000 | 2.47% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 153,114 | 2,049,000 | 2.37% | ||
| 14 | AQR ARBITRAGE LLC | 128,917 | 1,725,000 | 2.00% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 103,517 | 1,385,000 | 1.60% | ||
| 16 | Invesco Ltd. | 87,025 | 1,164,000 | 1.35% | ||
| 17 | FIRST TRUST ADVISORS LP | 82,713 | 1,107,000 | 1.28% | ||
| 18 | LPL Financial LLC | 62,300 | 827,000 | 0.96% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 61,511 | 823,000 | 0.95% | ||
| 20 | Shaker Financial Services, LLC | 52,286 | 700,000 | 0.81% | ||
| 21 | Apollo Management Holdings, L.P. | 50,000 | 669,000 | 0.77% | ||
| 22 | SG Americas Securities, LLC | 47,792 | 639,000 | 0.74% | ||
| 23 | CITIGROUP INC | 37,483 | 502,000 | 0.58% | ||
| 24 | STIFEL FINANCIAL CORP | 30,148 | 403,000 | 0.47% | ||
| 25 | DESCHUTES PORTFOLIO STRATEGY, LLC | 23,246 | 311,000 | 0.36% | ||
| 26 | WELLS FARGO & COMPANY/MN | 21,160 | 283,000 | 0.33% | ||
| 27 | DRW Securities, LLC | 20,000 | 268,000 | 0.31% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 19,274 | 257,000 | 0.30% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 17,985 | 241,000 | 0.28% | ||
| 30 | BB&T SECURITIES, LLC | 17,584 | 235,000 | 0.27% | ||
| 31 | GREAT AMERICAN GROUP, INC. | 15,960 | 214,000 | 0.25% | ||
| 32 | Composition Wealth, LLC | 11,280 | 151,000 | 0.17% | ||
| 33 | INVESTMENT HOUSE LLC | 10,555 | 141,000 | 0.16% | ||
| 34 | US BANCORP \DE\ | 10,270 | 137,000 | 0.16% | ||
| 35 | Capital Investment Advisors, LLC | 10,003 | 134,000 | 0.16% | ||
| 36 | ALLEGHANY CORP /DE | 9,326 | 125,000 | 0.14% | ||
| 37 | ROYAL BANK OF CANADA | 5,443 | 73,000 | 0.08% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,641 | 49,000 | 0.06% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 2,790 | 37,000 | 0.04% | ||
| 40 | Thomas J. Herzfeld Advisors, Inc. | 1,596 | 21,000 | 0.02% | ||
| 41 | Tower Research Capital LLC (TRC) | 268 | 4,000 | 0.00% | ||
| 42 | PENSERRA CAPITAL MANAGEMENT LLC | 251 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
