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ASTA FDG INC
ASTA FDG INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 29 Institutional holders with a total value of $35,656,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANGROVE PARTNERS IM, LLC 967,770 8,003,000 22.45%
2 DIMENSIONAL FUND ADVISORS LP 717,317 5,932,000 16.64%
3 ROYAL BANK OF CANADA 610,146 5,046,000 14.15%
4 VANGUARD GROUP INC 325,732 2,694,000 7.56%
5 Walthausen & Co., LLC 322,731 2,669,000 7.49%
6 BlackRock Institutional Trust Company, N.A. 286,045 2,366,000 6.64%
7 RBF Capital, LLC 200,000 1,654,000 4.64%
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 175,750 1,453,000 4.08%
9 FIRST WILSHIRE SECURITIES MANAGEMENT INC 135,832 1,123,000 3.15%
10 LSV ASSET MANAGEMENT 119,866 991,000 2.78%
11 RENAISSANCE TECHNOLOGIES LLC 85,600 708,000 1.99%
12 NORTHERN TRUST CORP 68,890 569,000 1.60%
13 Bank of New York Mellon Corp 54,968 454,000 1.27%
14 PEAK6 Group LLC 41,986 347,000 0.97%
15 RUSSELL FRANK CO/ 39,143 324,000 0.91%
16 BlackRock Fund Advisors 35,432 293,000 0.82%
17 DENVER INVESTMENT ADVISORS LLC 35,151 291,000 0.82%
18 GEODE CAPITAL MANAGEMENT, LLC 31,641 261,000 0.73%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,330 255,000 0.72%
20 ACADIAN ASSET MANAGEMENT LLC 8,855 73,000 0.20%
21 WELLS FARGO & COMPANY/MN 7,001 58,000 0.16%
22 MORGAN STANLEY 5,266 43,000 0.12%
23 BLACKROCK ADVISORS LLC 2,169 18,000 0.05%
24 DEUTSCHE BANK AG\ 1,513 12,000 0.03%
25 BANK OF AMERICA CORP /DE/ 1,000 8,000 0.02%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 810 7,000 0.02%
27 Tower Research Capital LLC (TRC) 375 3,000 0.01%
28 ENVESTNET ASSET MANAGEMENT INC 158 1,000 0.00%
29 UBS AG 23 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.