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ASTA FDG INC
ASTA FDG INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 26 Institutional holders with a total value of $63,879,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANGROVE PARTNERS IM, LLC 4,005,701 39,256,000 61.45%
2 DIMENSIONAL FUND ADVISORS LP 766,843 7,515,000 11.76%
3 RBF Capital, LLC 400,000 3,920,000 6.14%
4 BlackRock Institutional Trust Company, N.A. 285,682 2,800,000 4.38%
5 VANGUARD GROUP INC 277,692 2,721,000 4.26%
6 Newtyn Management, LLC 255,000 2,499,000 3.91%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 137,500 1,348,000 2.11%
8 RENAISSANCE TECHNOLOGIES LLC 133,000 1,303,000 2.04%
9 22NW, LP 87,177 854,000 1.34%
10 ROYAL BANK OF CANADA 59,600 584,000 0.91%
11 GEODE CAPITAL MANAGEMENT, LLC 50,732 497,000 0.78%
12 NORTHERN TRUST CORP 17,188 168,000 0.26%
13 Bank of New York Mellon Corp 13,499 132,000 0.21%
14 BTR CAPITAL MANAGEMENT INC 11,000 116,000 0.18%
15 BlackRock Fund Advisors 10,858 106,000 0.17%
16 Nationwide Fund Advisors 2,269 22,000 0.03%
17 BLACKROCK ADVISORS LLC 1,501 15,000 0.02%
18 UBS Group AG 719 7,000 0.01%
19 BlackRock Investment Management, LLC 647 6,000 0.01%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 529 5,000 0.01%
21 Walleye Trading LLC 315 3,000 0.00%
22 BANK OF AMERICA CORP /DE/ 58 1,000 0.00%
23 ENVESTNET ASSET MANAGEMENT INC 53 1,000 0.00%
24 WELLS FARGO & COMPANY/MN 0 0 0.00%
25 Tower Research Capital LLC (TRC) 4 0 0.00%
26 DEUTSCHE BANK AG\ 96 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.