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ASTA FDG INC
ASTA FDG INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 31 Institutional holders with a total value of $32,755,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANGROVE PARTNERS IM, LLC 967,770 7,984,000 24.37%
2 DIMENSIONAL FUND ADVISORS LP 719,267 5,934,000 18.12%
3 ROYAL BANK OF CANADA 573,096 4,728,000 14.43%
4 VANGUARD GROUP INC 325,732 2,687,000 8.20%
5 BlackRock Institutional Trust Company, N.A. 285,977 2,359,000 7.20%
6 RBF Capital, LLC 200,000 1,650,000 5.04%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 175,750 1,450,000 4.43%
8 FIRST WILSHIRE SECURITIES MANAGEMENT INC 132,060 1,089,000 3.32%
9 LSV ASSET MANAGEMENT 119,866 988,000 3.02%
10 RENAISSANCE TECHNOLOGIES LLC 75,700 625,000 1.91%
11 NORTHERN TRUST CORP 68,034 561,000 1.71%
12 Walthausen & Co., LLC 39,057 322,000 0.98%
13 RUSSELL FRANK CO/ 38,690 319,000 0.97%
14 BlackRock Fund Advisors 36,472 301,000 0.92%
15 ZPR Investment Management 34,996 289,000 0.88%
16 GEODE CAPITAL MANAGEMENT, LLC 31,607 260,000 0.79%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,330 250,000 0.76%
18 PEAK6 Group LLC 25,958 214,000 0.65%
19 Bank of New York Mellon Corp 25,393 209,000 0.64%
20 DENVER INVESTMENT ADVISORS LLC 24,918 206,000 0.63%
21 MORGAN STANLEY 14,945 123,000 0.38%
22 ACADIAN ASSET MANAGEMENT LLC 8,855 73,000 0.22%
23 WELLS FARGO & COMPANY/MN 7,001 58,000 0.18%
24 Nationwide Fund Advisors 2,269 19,000 0.06%
25 BLACKROCK ADVISORS LLC 2,169 18,000 0.05%
26 BlackRock Investment Management, LLC 1,773 15,000 0.05%
27 BANK OF AMERICA CORP /DE/ 1,000 8,000 0.02%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 810 7,000 0.02%
29 CITIGROUP INC 453 4,000 0.01%
30 DEUTSCHE BANK AG\ 635 4,000 0.01%
31 ENVESTNET ASSET MANAGEMENT INC 158 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.