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ASTA FDG INC
ASTA FDG INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 22 Institutional holders with a total value of $68,531,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 0 0 0.00%
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 529 6,000 0.01%
3 BlackRock Investment Management, LLC 647 7,000 0.01%
4 Walleye Trading LLC 933 10,000 0.01%
5 BLACKROCK ADVISORS LLC 1,501 16,000 0.02%
6 Nationwide Fund Advisors 2,269 24,000 0.04%
7 BlackRock Fund Advisors 10,318 108,000 0.16%
8 BTR CAPITAL MANAGEMENT INC 11,000 116,000 0.17%
9 Bank of New York Mellon Corp 14,365 151,000 0.22%
10 EMERALD ACQUISITION LTD. 15,255 160,000 0.23%
11 NORTHERN TRUST CORP 16,399 172,000 0.25%
12 DEUTSCHE BANK AG\ 42,015 441,000 0.64%
13 GEODE CAPITAL MANAGEMENT, LLC 50,664 531,000 0.77%
14 ROYAL BANK OF CANADA 59,600 626,000 0.91%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 137,500 1,444,000 2.11%
16 RENAISSANCE TECHNOLOGIES LLC 178,300 1,872,000 2.73%
17 Newtyn Management, LLC 244,700 2,569,000 3.75%
18 VANGUARD GROUP INC 280,874 2,949,000 4.30%
19 BlackRock Institutional Trust Company, N.A. 285,682 3,000,000 4.38%
20 RBF Capital, LLC 400,000 4,200,000 6.13%
21 DIMENSIONAL FUND ADVISORS LP 768,471 8,069,000 11.77%
22 MANGROVE PARTNERS IM, LLC 4,005,701 42,060,000 61.37%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.