| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
472,079 |
9,531,000 |
16.59% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
412,053 |
8,321,000 |
14.48% |
|
|
| 3 |
BESSEMER GROUP INC |
406,147 |
8,200,000 |
14.27% |
|
|
| 4 |
TSP Capital Management Group, LLC |
340,847 |
6,882,000 |
11.98% |
|
PRN |
| 5 |
BANK OF AMERICA CORP /DE/ |
295,784 |
5,972,000 |
10.39% |
|
|
| 6 |
Invesco Ltd. |
204,292 |
4,124,000 |
7.18% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
122,627 |
2,475,000 |
4.31% |
|
|
| 8 |
SG Americas Securities, LLC |
83,375 |
1,683,000 |
2.93% |
|
|
| 9 |
A. D. Beadell Investment Counsel, Inc. |
77,100 |
1,556,000 |
2.71% |
|
|
| 10 |
MARINER INVESTMENT GROUP LLC |
55,824 |
1,127,000 |
1.96% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
50,425 |
1,018,000 |
1.77% |
|
|
| 12 |
MORGAN STANLEY |
35,493 |
717,000 |
1.25% |
|
|
| 13 |
DEUTSCHE BANK AG\ |
30,200 |
609,000 |
1.06% |
|
|
| 14 |
PVG Asset Management |
28,294 |
571,255 |
0.99% |
|
|
| 15 |
Virtu KCG Holdings LLC |
27,041 |
546,000 |
0.95% |
|
|
| 16 |
UBS Group AG |
26,663 |
539,000 |
0.94% |
|
|
| 17 |
WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
25,500 |
515,000 |
0.90% |
|
|
| 18 |
WOLVERINE ASSET MANAGEMENT LLC |
22,062 |
445,000 |
0.77% |
|
|
| 19 |
BOOTHBAY FUND MANAGEMENT, LLC |
19,236 |
388,000 |
0.68% |
|
|
| 20 |
Capital Investment Advisors, LLC |
17,522 |
354,000 |
0.62% |
|
|
| 21 |
LPL Financial LLC |
17,358 |
350,000 |
0.61% |
|
|
| 22 |
OPPENHEIMER & CO INC |
12,919 |
261,000 |
0.45% |
|
|
| 23 |
DOLIVER ADVISORS, LP |
12,745 |
257,000 |
0.45% |
|
|
| 24 |
DAVENPORT & Co LLC |
11,850 |
239,252 |
0.42% |
|
|
| 25 |
CITIGROUP INC |
9,212 |
186,000 |
0.32% |
|
|
| 26 |
Peachtree Investment Advisors, Inc. |
8,350 |
169,000 |
0.29% |
|
|
| 27 |
BNP PARIBAS FINANCIAL MARKETS |
5,730 |
115,689 |
0.20% |
|
|
| 28 |
CAPTRUST FINANCIAL ADVISORS |
4,000 |
81,000 |
0.14% |
|
|
| 29 |
ROYAL BANK OF CANADA |
2,374 |
48,000 |
0.08% |
|
|
| 30 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,216 |
44,000 |
0.08% |
|
|
| 31 |
ALLIANCEBERNSTEIN L.P. |
1,790 |
36,000 |
0.06% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,615 |
32,607 |
0.06% |
|
|
| 33 |
Community Financial Services Group, LLC |
1,000 |
20,000 |
0.03% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,000 |
20,000 |
0.03% |
|
|
| 35 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
425 |
9,000 |
0.02% |
|
|
| 36 |
Edge Wealth Management LLC |
430 |
9,000 |
0.02% |
|
|
| 37 |
WASHINGTON TRUST BANK |
406 |
8,000 |
0.01% |
|
|
| 38 |
Creative Planning |
200 |
4,000 |
0.01% |
|
|
