| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 556,287 | 9,284,000 | 17.33% | ||
| 2 | BESSEMER GROUP INC | 516,147 | 8,614,000 | 16.08% | ||
| 3 | TSP Capital Management Group, LLC | 357,250 | 5,963,000 | 11.13% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 237,310 | 3,961,000 | 7.39% | ||
| 5 | Invesco Ltd. | 237,227 | 3,960,000 | 7.39% | ||
| 6 | Shaker Financial Services, LLC | 220,238 | 3,676,000 | 6.86% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 203,459 | 3,395,000 | 6.34% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 192,758 | 3,217,000 | 6.00% | ||
| 9 | WELLS FARGO & COMPANY/MN | 168,223 | 2,808,000 | 5.24% | ||
| 10 | MORGAN STANLEY | 121,520 | 2,028,000 | 3.79% | ||
| 11 | UBS Group AG | 65,216 | 1,088,000 | 2.03% | ||
| 12 | LPL Financial LLC | 62,204 | 1,027,000 | 1.92% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 48,096 | 802,000 | 1.50% | ||
| 14 | CREDIT SUISSE AG/ | 38,644 | 645,000 | 1.20% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 38,350 | 640,000 | 1.19% | ||
| 16 | AQR ARBITRAGE LLC | 24,675 | 412,000 | 0.77% | ||
| 17 | ROBINSON CAPITAL MANAGEMENT, LLC | 20,310 | 339,000 | 0.63% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 15,334 | 256,000 | 0.48% | ||
| 19 | Capital Investment Advisors, LLC | 13,100 | 219,000 | 0.41% | ||
| 20 | Laurion Capital Management LP | 12,583 | 210,000 | 0.39% | ||
| 21 | OPPENHEIMER & CO INC | 12,519 | 209,000 | 0.39% | ||
| 22 | ROYAL BANK OF CANADA | 11,751 | 196,000 | 0.37% | ||
| 23 | CITIGROUP INC | 10,025 | 167,000 | 0.31% | ||
| 24 | IFP ADVISORS, INC | 7,268 | 121,000 | 0.23% | ||
| 25 | CAPTRUST FINANCIAL ADVISORS | 4,000 | 67,000 | 0.13% | ||
| 26 | INTEGRATED WEALTH MANAGEMENT | 4,000 | 67,000 | 0.13% | ||
| 27 | DEUTSCHE BANK AG\ | 3,200 | 53,000 | 0.10% | ||
| 28 | Creative Planning | 2,832 | 47,000 | 0.09% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,157 | 36,000 | 0.07% | ||
| 30 | SEI INVESTMENTS CO | 2,000 | 33,000 | 0.06% | ||
| 31 | MSI Financial Services Inc | 1,690 | 28,000 | 0.05% | ||
| 32 | WASHINGTON TRUST BANK | 406 | 7,000 | 0.01% | ||
| 33 | PENSERRA CAPITAL MANAGEMENT LLC | 213 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
