| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 552,457 | 9,110,000 | 15.72% | ||
| 2 | BESSEMER GROUP INC | 546,147 | 9,006,000 | 15.54% | ||
| 3 | TSP Capital Management Group, LLC | 333,480 | 5,499,000 | 9.49% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 260,660 | 4,298,000 | 7.41% | ||
| 5 | Shaker Financial Services, LLC | 252,169 | 4,158,000 | 7.17% | ||
| 6 | Invesco Ltd. | 244,544 | 4,033,000 | 6.96% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 207,585 | 3,423,000 | 5.90% | ||
| 8 | WELLS FARGO & COMPANY/MN | 142,625 | 2,351,000 | 4.06% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 133,024 | 2,194,000 | 3.78% | ||
| 10 | MORGAN STANLEY | 109,242 | 1,802,000 | 3.11% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 80,708 | 1,330,000 | 2.29% | ||
| 12 | UBS Group AG | 67,128 | 1,107,000 | 1.91% | ||
| 13 | SG Americas Securities, LLC | 56,422 | 930,000 | 1.60% | ||
| 14 | GSA CAPITAL PARTNERS LLP | 50,900 | 839,000 | 1.45% | ||
| 15 | LPL Financial LLC | 49,566 | 827,000 | 1.43% | ||
| 16 | AQR ARBITRAGE LLC | 47,693 | 786,000 | 1.36% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 39,175 | 646,000 | 1.11% | ||
| 18 | CREDIT SUISSE AG/ | 38,644 | 637,000 | 1.10% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 36,550 | 603,000 | 1.04% | ||
| 20 | OTA Financial Group L.P. | 30,389 | 526,000 | 0.91% | ||
| 21 | Squarepoint Ops LLC | 29,844 | 492,000 | 0.85% | ||
| 22 | Weiss Asset Management LP | 27,088 | 447,000 | 0.77% | ||
| 23 | ROBINSON CAPITAL MANAGEMENT, LLC | 20,310 | 335,000 | 0.58% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 18,415 | 304,000 | 0.52% | ||
| 25 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 18,000 | 297,000 | 0.51% | ||
| 26 | EDGEWOOD MANAGEMENT LLC | 17,200 | 284,000 | 0.49% | ||
| 27 | Laurion Capital Management LP | 14,700 | 242,000 | 0.42% | ||
| 28 | CUTLER GROUP LLC / CA | 13,700 | 225,000 | 0.39% | ||
| 29 | OPPENHEIMER & CO INC | 12,519 | 206,000 | 0.36% | ||
| 30 | Capital Investment Advisors, LLC | 12,010 | 198,000 | 0.34% | ||
| 31 | PVG Asset Management | 10,325 | 170,259 | 0.29% | ||
| 32 | DAVENPORT & Co LLC | 10,100 | 166,549 | 0.29% | ||
| 33 | CITIGROUP INC | 9,549 | 157,000 | 0.27% | ||
| 34 | INTEGRATED WEALTH MANAGEMENT | 4,000 | 66,000 | 0.11% | ||
| 35 | CAPTRUST FINANCIAL ADVISORS | 4,000 | 66,000 | 0.11% | ||
| 36 | DEUTSCHE BANK AG\ | 3,200 | 52,000 | 0.09% | ||
| 37 | ROYAL BANK OF CANADA | 2,388 | 39,000 | 0.07% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,051 | 34,000 | 0.06% | ||
| 39 | MSI Financial Services Inc | 1,690 | 28,000 | 0.05% | ||
| 40 | Creative Planning | 1,551 | 26,000 | 0.04% | ||
| 41 | IFP ADVISORS, INC | 1,180 | 19,000 | 0.03% | ||
| 42 | WASHINGTON TRUST BANK | 406 | 7,000 | 0.01% | ||
| 43 | PENSERRA CAPITAL MANAGEMENT LLC | 231 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
