| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 549,240 | 9,809,000 | 20.53% | ||
| 2 | BESSEMER GROUP INC | 446,147 | 7,968,000 | 16.68% | ||
| 3 | TSP Capital Management Group, LLC | 342,350 | 6,114,000 | 12.80% | ||
| 4 | Invesco Ltd. | 209,560 | 3,742,000 | 7.83% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 208,489 | 3,724,000 | 7.80% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 183,731 | 3,282,000 | 6.87% | ||
| 7 | WELLS FARGO & COMPANY/MN | 178,441 | 3,187,000 | 6.67% | ||
| 8 | MORGAN STANLEY | 119,257 | 2,130,000 | 4.46% | ||
| 9 | Shaker Financial Services, LLC | 96,788 | 1,729,000 | 3.62% | ||
| 10 | UBS Group AG | 75,319 | 1,345,000 | 2.82% | ||
| 11 | CREDIT SUISSE AG/ | 38,644 | 690,000 | 1.44% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 37,700 | 673,000 | 1.41% | ||
| 13 | LPL Financial LLC | 33,277 | 600,000 | 1.26% | ||
| 14 | Laurion Capital Management LP | 32,799 | 586,000 | 1.23% | ||
| 15 | ROYAL BANK OF CANADA | 22,793 | 407,000 | 0.85% | ||
| 16 | ADVISOR GROUP, INC. | 13,340 | 236,000 | 0.49% | ||
| 17 | OPPENHEIMER & CO INC | 12,521 | 224,000 | 0.47% | ||
| 18 | Capital Investment Advisors, LLC | 12,400 | 221,000 | 0.46% | ||
| 19 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 11,035 | 197,000 | 0.41% | ||
| 20 | ROBINSON CAPITAL MANAGEMENT, LLC | 10,476 | 187,000 | 0.39% | ||
| 21 | DAVENPORT & Co LLC | 10,100 | 180,386 | 0.38% | ||
| 22 | CITIGROUP INC | 9,257 | 165,000 | 0.35% | ||
| 23 | IFP ADVISORS, INC | 7,268 | 130,000 | 0.27% | ||
| 24 | INTEGRATED WEALTH MANAGEMENT | 4,000 | 71,000 | 0.15% | ||
| 25 | DEUTSCHE BANK AG\ | 3,200 | 57,000 | 0.12% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,878 | 51,000 | 0.11% | ||
| 27 | Creative Planning | 1,201 | 21,000 | 0.04% | ||
| 28 | MSI Financial Services Inc | 1,126 | 20,000 | 0.04% | ||
| 29 | North Star Investment Management Corp. | 800 | 14,000 | 0.03% | ||
| 30 | WASHINGTON TRUST BANK | 406 | 7,000 | 0.01% | ||
| 31 | PENSERRA CAPITAL MANAGEMENT LLC | 213 | 4,000 | 0.01% | ||
| 32 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 100 | 2,000 | 0.00% | ||
| 33 | WOLVERINE TRADING LP /BD | 45 | 806 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
