| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 285,762 | 3,612,000 | 16.87% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 276,166 | 3,491,000 | 16.31% | ||
| 3 | Karpus Management, Inc. | 241,203 | 3,049,000 | 14.24% | ||
| 4 | BANK OF MONTREAL /CAN/ | 130,000 | 1,643,000 | 7.68% | ||
| 5 | MORGAN STANLEY | 108,207 | 1,368,000 | 6.39% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 95,985 | 1,213,000 | 5.67% | ||
| 7 | Nuveen Asset Management, LLC | 94,356 | 1,193,000 | 5.57% | ||
| 8 | First Allied Advisory Services, Inc. | 72,100 | 910,000 | 4.25% | ||
| 9 | UBS AG | 63,352 | 801,000 | 3.74% | ||
| 10 | GOODWIN DANIEL L | 61,492 | 777,000 | 3.63% | ||
| 11 | WELLS FARGO & COMPANY/MN | 49,529 | 626,000 | 2.92% | ||
| 12 | AQR CAPITAL MANAGEMENT LLC | 40,296 | 509,000 | 2.38% | ||
| 13 | Tradewinds Capital Management, LLC | 31,450 | 398,000 | 1.86% | ||
| 14 | Capital Investment Advisors, LLC | 30,813 | 389,474 | 1.82% | ||
| 15 | CORNERSTONE ADVISORS INC | 19,506 | 247,000 | 1.15% | ||
| 16 | ROYAL BANK OF CANADA | 17,560 | 222,000 | 1.04% | ||
| 17 | Dalton Investments, Inc. | 14,355 | 181,000 | 0.85% | ||
| 18 | COMMERCE BANK | 12,252 | 155,000 | 0.72% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 11,475 | 145,000 | 0.68% | ||
| 20 | Horizon Kinetics LLC | 11,057 | 140,000 | 0.65% | ||
| 21 | VAN ECK ASSOCIATES CORP | 10,844 | 137,000 | 0.64% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 3,700 | 48,000 | 0.22% | ||
| 23 | WFG Advisors, LP | 3,495 | 44,000 | 0.21% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 3,006 | 37,000 | 0.17% | ||
| 25 | Archford Capital Strategies, LLC | 1,800 | 22,752 | 0.11% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,650 | 21,000 | 0.10% | ||
| 27 | ALLIANCEBERNSTEIN L.P. | 1,545 | 20,000 | 0.09% | ||
| 28 | CITIGROUP INC | 388 | 5,000 | 0.02% | ||
| 29 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
