| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 308,703 | 4,078,000 | 14.99% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 264,360 | 3,492,000 | 12.83% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 245,066 | 3,237,000 | 11.90% | ||
| 4 | MACKAY SHIELDS LLC | 219,502 | 2,900,000 | 10.66% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 117,344 | 1,550,000 | 5.70% | ||
| 6 | MORGAN STANLEY | 110,907 | 1,465,000 | 5.38% | ||
| 7 | Nuveen Asset Management, LLC | 94,356 | 1,246,000 | 4.58% | ||
| 8 | BANK OF MONTREAL /CAN/ | 80,000 | 1,057,000 | 3.88% | ||
| 9 | UBS AG | 73,477 | 971,000 | 3.57% | ||
| 10 | First Allied Advisory Services, Inc. | 72,100 | 949,000 | 3.49% | ||
| 11 | WELLS FARGO & COMPANY/MN | 63,038 | 833,000 | 3.06% | ||
| 12 | GOODWIN DANIEL L | 61,492 | 812,000 | 2.98% | ||
| 13 | FIRST TRUST ADVISORS LP | 54,491 | 720,000 | 2.65% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 41,164 | 544,000 | 2.00% | ||
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 34,889 | 460,000 | 1.69% | ||
| 16 | DOLIVER ADVISORS, LP | 32,062 | 424,000 | 1.56% | ||
| 17 | Tradewinds Capital Management, LLC | 31,450 | 415,000 | 1.53% | ||
| 18 | Capital Investment Advisors, LLC | 30,436 | 402,000 | 1.48% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 19,655 | 260,000 | 0.96% | ||
| 20 | ROYAL BANK OF CANADA | 18,892 | 250,000 | 0.92% | ||
| 21 | CORNERSTONE ADVISORS INC | 18,406 | 243,000 | 0.89% | ||
| 22 | Dalton Investments, Inc. | 14,582 | 193,000 | 0.71% | ||
| 23 | VAN ECK ASSOCIATES CORP | 13,294 | 176,000 | 0.65% | ||
| 24 | Cetera Advisor Networks LLC | 13,000 | 172,000 | 0.63% | ||
| 25 | Horizon Kinetics LLC | 11,366 | 150,000 | 0.55% | ||
| 26 | COMMERCE BANK | 11,000 | 145,000 | 0.53% | ||
| 27 | Archford Capital Strategies, LLC | 1,800 | 23,778 | 0.09% | ||
| 28 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,650 | 22,000 | 0.08% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 1,200 | 16,000 | 0.06% | ||
| 30 | CITIGROUP INC | 249 | 3,000 | 0.01% | ||
| 31 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
