| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 340,561 | 4,536,000 | 16.00% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 285,846 | 3,807,000 | 13.43% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 284,354 | 3,788,000 | 13.36% | ||
| 4 | MACKAY SHIELDS LLC | 283,145 | 3,771,000 | 13.30% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 124,294 | 1,656,000 | 5.84% | ||
| 6 | UBS Group AG | 106,855 | 1,424,000 | 5.02% | ||
| 7 | MORGAN STANLEY | 80,617 | 1,074,000 | 3.79% | ||
| 8 | BANK OF MONTREAL /CAN/ | 80,000 | 1,066,000 | 3.76% | ||
| 9 | FIRST TRUST ADVISORS LP | 62,970 | 839,000 | 2.96% | ||
| 10 | GOODWIN DANIEL L | 61,492 | 819,000 | 2.89% | ||
| 11 | Nuveen Asset Management, LLC | 57,356 | 764,000 | 2.70% | ||
| 12 | WELLS FARGO & COMPANY/MN | 54,518 | 726,000 | 2.56% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 49,890 | 665,000 | 2.35% | ||
| 14 | Tradewinds Capital Management, LLC | 31,450 | 419,000 | 1.48% | ||
| 15 | Capital Investment Advisors, LLC | 29,868 | 398,000 | 1.40% | ||
| 16 | COHEN & STEERS, INC. | 26,467 | 353,000 | 1.25% | ||
| 17 | HighTower Advisors, LLC | 25,487 | 339,000 | 1.20% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 22,367 | 298,000 | 1.05% | ||
| 19 | ROYAL BANK OF CANADA | 18,312 | 244,000 | 0.86% | ||
| 20 | Northside Capital Management, LLC | 16,007 | 213,000 | 0.75% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 15,423 | 205,000 | 0.72% | ||
| 22 | OPPENHEIMER & CO INC | 15,221 | 203,000 | 0.72% | ||
| 23 | VAN ECK ASSOCIATES CORP | 14,828 | 198,000 | 0.70% | ||
| 24 | Dalton Investments, Inc. | 11,792 | 157,000 | 0.55% | ||
| 25 | Horizon Kinetics LLC | 11,014 | 147,000 | 0.52% | ||
| 26 | COMMERCE BANK | 11,000 | 147,000 | 0.52% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,167 | 29,000 | 0.10% | ||
| 28 | Archford Capital Strategies, LLC | 1,800 | 24,000 | 0.08% | ||
| 29 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,650 | 22,000 | 0.08% | ||
| 30 | Creative Planning | 500 | 7,000 | 0.02% | ||
| 31 | NATIONAL PLANNING CORP | 500 | 6,740 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
