| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 316,985 | 4,352,000 | 13.50% | ||
| 2 | Invesco Ltd. | 291,699 | 4,005,000 | 12.42% | ||
| 3 | MACKAY SHIELDS LLC | 272,227 | 3,738,000 | 11.60% | ||
| 4 | Karpus Management, Inc. | 228,376 | 3,136,000 | 9.73% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 181,922 | 2,497,000 | 7.75% | ||
| 6 | COHEN & STEERS, INC. | 154,361 | 2,119,000 | 6.57% | ||
| 7 | Advisors Asset Management, Inc. | 128,776 | 1,768,000 | 5.48% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 124,918 | 1,715,000 | 5.32% | ||
| 9 | UBS Group AG | 96,691 | 1,328,000 | 4.12% | ||
| 10 | BANK OF MONTREAL /CAN/ | 93,400 | 1,282,000 | 3.98% | ||
| 11 | GOODWIN DANIEL L | 57,032 | 783,000 | 2.43% | ||
| 12 | FIRST TRUST ADVISORS LP | 54,700 | 751,000 | 2.33% | ||
| 13 | WELLS FARGO & COMPANY/MN | 47,909 | 658,000 | 2.04% | ||
| 14 | Tradewinds Capital Management, LLC | 46,350 | 636,000 | 1.97% | ||
| 15 | MORGAN STANLEY | 29,049 | 399,000 | 1.24% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 27,591 | 379,000 | 1.18% | ||
| 17 | ROYAL BANK OF CANADA | 25,021 | 344,000 | 1.07% | ||
| 18 | Capital Investment Advisors, LLC | 24,558 | 337,000 | 1.05% | ||
| 19 | HighTower Advisors, LLC | 21,813 | 299,000 | 0.93% | ||
| 20 | OPPENHEIMER & CO INC | 21,216 | 291,000 | 0.90% | ||
| 21 | VAN ECK ASSOCIATES CORP | 20,515 | 282,000 | 0.87% | ||
| 22 | LPL Financial LLC | 17,000 | 233,000 | 0.72% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 15,423 | 213,000 | 0.66% | ||
| 24 | COMMERCE BANK | 11,624 | 160,000 | 0.50% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,340 | 156,000 | 0.48% | ||
| 26 | Northside Capital Management, LLC | 11,322 | 155,000 | 0.48% | ||
| 27 | PROFICIO CAPITAL PARTNERS LLC | 8,637 | 119,000 | 0.37% | ||
| 28 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,950 | 41,000 | 0.13% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,865 | 26,000 | 0.08% | ||
| 30 | Archford Capital Strategies, LLC | 1,800 | 25,000 | 0.08% | ||
| 31 | Tower Research Capital LLC (TRC) | 717 | 10,000 | 0.03% | ||
| 32 | CITIGROUP INC | 23 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
