| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 718 | 9,000 | 0.03% | ||
| 2 | Tower Research Capital LLC (TRC) | 828 | 11,000 | 0.04% | ||
| 3 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,650 | 21,000 | 0.07% | ||
| 4 | Archford Capital Strategies, LLC | 1,800 | 23,000 | 0.08% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,865 | 24,000 | 0.08% | ||
| 6 | Summit Financial Wealth Advisors, LLC | 4,125 | 53,000 | 0.18% | ||
| 7 | Horizon Kinetics LLC | 10,415 | 135,000 | 0.46% | ||
| 8 | NWAM LLC | 11,000 | 143,000 | 0.48% | ||
| 9 | COMMERCE BANK | 11,624 | 151,000 | 0.51% | ||
| 10 | LPL Financial LLC | 13,169 | 171,000 | 0.58% | ||
| 11 | OPPENHEIMER & CO INC | 15,328 | 199,000 | 0.67% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 15,423 | 199,000 | 0.67% | ||
| 13 | Northside Capital Management, LLC | 16,007 | 208,000 | 0.70% | ||
| 14 | AQR ARBITRAGE LLC | 18,220 | 236,000 | 0.80% | ||
| 15 | VAN ECK ASSOCIATES CORP | 18,482 | 240,000 | 0.81% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 21,321 | 277,000 | 0.94% | ||
| 17 | ROYAL BANK OF CANADA | 23,861 | 309,000 | 1.04% | ||
| 18 | Capital Investment Advisors, LLC | 28,860 | 374,000 | 1.26% | ||
| 19 | Tradewinds Capital Management, LLC | 31,450 | 408,000 | 1.38% | ||
| 20 | MORGAN STANLEY | 42,520 | 552,000 | 1.87% | ||
| 21 | WELLS FARGO & COMPANY/MN | 49,519 | 643,000 | 2.17% | ||
| 22 | Nuveen Asset Management, LLC | 57,356 | 744,000 | 2.51% | ||
| 23 | GOODWIN DANIEL L | 61,492 | 797,000 | 2.69% | ||
| 24 | FIRST TRUST ADVISORS LP | 63,311 | 821,000 | 2.77% | ||
| 25 | BANK OF MONTREAL /CAN/ | 93,400 | 1,211,000 | 4.09% | ||
| 26 | Advisors Asset Management, Inc. | 93,970 | 1,219,000 | 4.12% | ||
| 27 | COHEN & STEERS, INC. | 98,434 | 1,277,000 | 4.32% | ||
| 28 | Invesco Ltd. | 108,759 | 1,411,000 | 4.77% | ||
| 29 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 115,287 | 1,495,000 | 5.05% | ||
| 30 | UBS Group AG | 127,370 | 1,652,000 | 5.58% | ||
| 31 | SIT INVESTMENT ASSOCIATES INC | 247,327 | 3,208,000 | 10.84% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 278,419 | 3,611,000 | 12.20% | ||
| 33 | MACKAY SHIELDS LLC | 283,145 | 3,672,000 | 12.41% | ||
| 34 | Karpus Management, Inc. | 315,287 | 4,089,000 | 13.82% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
