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CEL SCI CORP
CEL SCI CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 44 Institutional holders with a total value of $3,435,203.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 3,372,642 1,029,000 29.95%
2 VANGUARD GROUP INC 2,988,584 911,000 26.52%
3 BlackRock Institutional Trust Company, N.A. 2,404,259 733,000 21.34%
4 Anson Funds Management LP 1,005,512 307,000 8.94%
5 GEODE CAPITAL MANAGEMENT, LLC 420,802 128,000 3.73%
6 RAYMOND JAMES & ASSOCIATES 174,912 53,000 1.54%
7 DAFNA Capital Management LLC 127,482 39,000 1.14%
8 NORTHERN TRUST CORP 114,053 35,000 1.02%
9 B. Riley Wealth Advisors, Inc. 99,015 31,000 0.90%
10 Creative Planning 97,100 30,000 0.87%
11 Brown Advisory Securities, LLC 57,300 17,000 0.49%
12 BANK OF MONTREAL /CAN/ 54,000 16,000 0.47%
13 UBS Group AG 49,519 15,000 0.44%
14 Bank of New York Mellon Corp 49,061 15,000 0.44%
15 Virtu KCG Holdings LLC 39,261 12,000 0.35%
16 FineMark National Bank & Trust 34,500 11,000 0.32%
17 AMERIPRISE FINANCIAL INC 24,650 8,000 0.23%
18 BlackRock Fund Advisors 24,166 7,000 0.20%
19 BLACKROCK ADVISORS LLC 21,543 7,000 0.20%
20 Cutter & CO Brokerage, Inc. 15,000 5,000 0.15%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,600 5,000 0.15%
22 CORNERSTONE FINANCIAL PARTNERS, LLC 13,170 4,000 0.12%
23 NORTH AMERICAN MANAGEMENT CORP 10,000 3,000 0.09%
24 SHUFRO ROSE & CO LLC 10,000 3,000 0.09%
25 SONORA INVESTMENT MANAGEMENT, LLC 7,223 2,203 0.06%
26 ROYAL BANK OF CANADA 6,076 2,000 0.06%
27 BANK OF AMERICA CORP /DE/ 7,000 2,000 0.06%
28 ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,000 1,000 0.03%
29 Allworth Financial LP 3,020 1,000 0.03%
30 WELLS FARGO & COMPANY/MN 2,229 1,000 0.03%
31 MARK SHEPTOFF FINANCIAL PLANNING, LLC 2,000 1,000 0.03%
32 JFS WEALTH ADVISORS, LLC 4,000 1,000 0.03%
33 INR ADVISORY SERVICES LLC 15 0 0.00%
34 BlackRock Finance, Inc. 210 0 0.00%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,412 0 0.00%
36 Financial Architects, Inc 250 0 0.00%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 11 0 0.00%
38 MORGAN STANLEY 1,331 0 0.00%
39 D.A. DAVIDSON & CO. 250 0 0.00%
40 CITIGROUP INC 1,000 0 0.00%
41 FIRST MANHATTAN CO. LLC. 50 0 0.00%
42 IFP ADVISORS, INC 200 0 0.00%
43 ADVISOR GROUP, INC. 600 0 0.00%
44 JACOBI CAPITAL MANAGEMENT LLC 1,000 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.