| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 53,095 | 698,000 | 59.97% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 10,970 | 144,000 | 12.37% | ||
| 3 | WELLS FARGO & COMPANY/MN | 6,001 | 79,000 | 6.79% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 5,180 | 68,000 | 5.84% | ||
| 5 | UBS Group AG | 3,674 | 48,000 | 4.12% | ||
| 6 | MSI Financial Services Inc | 3,258 | 43,000 | 3.69% | ||
| 7 | Brick & Kyle, Associates | 2,175 | 29,000 | 2.49% | ||
| 8 | ROYAL BANK OF CANADA | 2,027 | 27,000 | 2.32% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1,175 | 15,000 | 1.29% | ||
| 10 | WESTPORT RESOURCES MANAGEMENT INC | 1,000 | 13,000 | 1.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
