| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 57,606 | 722,000 | 54.74% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 19,306 | 242,000 | 18.35% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 13,389 | 167,000 | 12.66% | ||
| 4 | UBS Group AG | 5,486 | 68,000 | 5.16% | ||
| 5 | MSI Financial Services Inc | 3,305 | 41,000 | 3.11% | ||
| 6 | ROYAL BANK OF CANADA | 3,211 | 40,000 | 3.03% | ||
| 7 | Brick & Kyle, Associates | 2,175 | 27,000 | 2.05% | ||
| 8 | WESTPORT RESOURCES MANAGEMENT INC | 1,000 | 12,000 | 0.91% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
