| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 54,888 | 776,000 | 31.87% | ||
| 2 | Advisors Asset Management, Inc. | 54,873 | 775,000 | 31.83% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 16,457 | 232,000 | 9.53% | ||
| 4 | WESTPORT RESOURCES MANAGEMENT INC | 16,403 | 232,000 | 9.53% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 11,640 | 164,000 | 6.74% | ||
| 6 | UBS Group AG | 5,473 | 77,000 | 3.16% | ||
| 7 | MSI Financial Services Inc | 4,944 | 70,000 | 2.87% | ||
| 8 | ROYAL BANK OF CANADA | 4,654 | 66,000 | 2.71% | ||
| 9 | Brick & Kyle, Associates | 2,175 | 31,000 | 1.27% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 676 | 10,000 | 0.41% | ||
| 11 | CITIGROUP INC | 175 | 2,000 | 0.08% | ||
| 12 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
