| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 49,132 | 643,000 | 42.61% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 37,554 | 491,000 | 32.54% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 13,390 | 175,000 | 11.60% | ||
| 4 | UBS Group AG | 5,140 | 67,000 | 4.44% | ||
| 5 | MSI Financial Services Inc | 3,352 | 44,000 | 2.92% | ||
| 6 | ROYAL BANK OF CANADA | 2,881 | 38,000 | 2.52% | ||
| 7 | Brick & Kyle, Associates | 2,175 | 28,000 | 1.86% | ||
| 8 | WESTPORT RESOURCES MANAGEMENT INC | 1,000 | 13,000 | 0.86% | ||
| 9 | CITIGROUP INC | 751 | 10,000 | 0.66% | ||
| 10 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
