| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.03% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,002 | 15,000 | 0.49% | ||
| 3 | Brick & Kyle, Associates | 2,175 | 32,000 | 1.04% | ||
| 4 | MORGAN STANLEY | 3,400 | 51,000 | 1.66% | ||
| 5 | ROYAL BANK OF CANADA | 4,654 | 69,000 | 2.24% | ||
| 6 | MSI Financial Services Inc | 4,986 | 74,000 | 2.40% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 7,487 | 111,000 | 3.61% | ||
| 8 | UBS Group AG | 9,845 | 146,000 | 4.74% | ||
| 9 | WESTPORT RESOURCES MANAGEMENT INC | 11,648 | 173,000 | 5.62% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 13,640 | 203,000 | 6.60% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 62,804 | 935,000 | 30.38% | ||
| 12 | Advisors Asset Management, Inc. | 85,189 | 1,268,000 | 41.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
