| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,001 | 15,000 | 0.49% | ||
| 2 | WESTPORT RESOURCES MANAGEMENT INC | 1,591 | 23,000 | 0.76% | ||
| 3 | Brick & Kyle, Associates | 2,175 | 32,000 | 1.05% | ||
| 4 | MORGAN STANLEY | 3,425 | 50,000 | 1.64% | ||
| 5 | MSI Financial Services Inc | 5,023 | 74,000 | 2.43% | ||
| 6 | ROYAL BANK OF CANADA | 5,668 | 83,000 | 2.73% | ||
| 7 | UBS Group AG | 8,468 | 125,000 | 4.11% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 11,640 | 171,000 | 5.62% | ||
| 9 | Advisors Asset Management, Inc. | 83,407 | 1,227,000 | 40.34% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 84,424 | 1,242,000 | 40.83% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
