| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 107,674 | 1,364,000 | 43.83% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 84,099 | 1,066,000 | 34.25% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 13,040 | 167,000 | 5.37% | ||
| 4 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,105 | 155,000 | 4.98% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 9,163 | 117,000 | 3.76% | ||
| 6 | ROYAL BANK OF CANADA | 5,668 | 73,000 | 2.35% | ||
| 7 | MSI Financial Services Inc | 5,066 | 65,000 | 2.09% | ||
| 8 | UBS Group AG | 3,085 | 40,000 | 1.29% | ||
| 9 | Brick & Kyle, Associates | 2,175 | 28,000 | 0.90% | ||
| 10 | MORGAN STANLEY | 1,850 | 24,000 | 0.77% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1,002 | 13,000 | 0.42% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
