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FALCONSTOR SOFTWARE INC
FALCONSTOR SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $28,081,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 3,771,043 7,504,000 26.72%
2 VANGUARD GROUP INC 1,286,940 2,561,000 9.12%
3 STIFEL FINANCIAL CORP 1,180,000 2,348,000 8.36%
4 BOURGEON CAPITAL MANAGEMENT LLC 1,071,872 2,133,000 7.60%
5 BlackRock Institutional Trust Company, N.A. 1,025,782 2,041,000 7.27%
6 Teton Advisors, Inc. 800,000 1,592,000 5.67%
7 DIMENSIONAL FUND ADVISORS LP 698,464 1,390,000 4.95%
8 Potomac Capital Management, Inc. 677,977 1,349,000 4.80%
9 GAMCO INVESTORS, INC. ET AL 560,000 1,114,000 3.97%
10 Bank of New York Mellon Corp 534,100 1,063,000 3.79%
11 GABELLI FUNDS LLC 475,000 945,000 3.37%
12 Benchmark Capital Advisors 432,100 860,000 3.06%
13 HERALD INVESTMENT MANAGEMENT Ltd 300,000 588,000 2.09%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 271,000 539,000 1.92%
15 Cowen Prime Services LLC 165,663 330,000 1.18%
16 GEODE CAPITAL MANAGEMENT, LLC 148,954 296,000 1.05%
17 BRIDGEWAY CAPITAL MANAGEMENT, LLC 135,000 269,000 0.96%
18 BlackRock Fund Advisors 101,491 202,000 0.72%
19 FIRST MANHATTAN CO. LLC. 100,352 199,000 0.71%
20 IRIDIAN ASSET MANAGEMENT LLC/CT 98,215 195,000 0.69%
21 NORTHERN TRUST CORP 66,683 133,000 0.47%
22 Spark Investment Management LLC 62,200 121,000 0.43%
23 Virtu KCG Holdings LLC 46,798 93,000 0.33%
24 STATE STREET CORP 21,196 42,000 0.15%
25 CITADEL ADVISORS LLC 19,597 39,000 0.14%
26 BANK OF AMERICA CORP /DE/ 15,750 31,000 0.11%
27 MORGAN STANLEY 15,300 30,000 0.11%
28 BLACKROCK ADVISORS LLC 12,659 25,000 0.09%
29 Perkins Investment Management, LLC 11,000 22,000 0.08%
30 BlackRock Investment Management, LLC 5,529 11,000 0.04%
31 UBS Group AG 4,257 8,000 0.03%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,749 3,000 0.01%
33 Walleye Trading LLC 1,100 2,000 0.01%
34 COLONY GROUP LLC 1,000 2,000 0.01%
35 Creative Planning 500 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.